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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 12 of 37  ·  725 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 MBI MBIA INC Financial Services 77,197.0 $456K 0.03% -21K -21.4% $5.91 -1.0%
222 SHYG ISHARES TR 10,726.0 $454K 0.03% -2K -12.6% $42.31 +0.4%
223 ABT ABBOTT LABORATORIES Healthcare 4,396.0 $451K 0.03% -9K -68.1% $102.69 -16.6%
224 BLW BLACKROCK LIMITED DURATION Financial Services 35,788.0 $451K 0.03% -43K -54.7% $12.59 -0.6%
225 WHR WHIRLPOOL CORP Consumer Cyclical 8,295.0 $447K 0.03% -425.0 -4.9% $53.92 -20.9%
226 NVS NOVARTIS AG Healthcare 2,910.0 $445K 0.03% -1K -33.2% $152.75 -1.1%
227 FAUG FIRST TR EXCHANGE TRADED FD 8,537.0 $442K 0.03% -232.0 -2.6% $51.78 +8.3%
228 CAE CAE INC Industrials 16,953.0 $442K 0.03% -166.0 -1.0% $26.05 -5.3%
229 DG DOLLAR GENERAL CORPORATION Consumer Defensive 3,714.0 $441K 0.03% -820.0 -18.1% $118.75 -12.1%
230 PHM PULTEGROUP INC Consumer Cyclical 3,748.0 $441K 0.03% -279.0 -6.9% $117.61 +1.3%
231 IESC IES HOLDINGS INC Industrials 923.0 $440K 0.03% -308.0 -25.0% $476.47 +45.7%
232 SJNK SPDR SERIES TRUST 17,569.0 $439K 0.03% -535.0 -3.0% $24.98 +0.4%
233 EMBJ EMBRAER S A Industrials 7,310.0 $434K 0.03% -191.0 -2.5% $59.34 -2.1%
234 BC BRUNSWICK CORP Consumer Cyclical 5,889.0 $428K 0.03% -736.0 -11.1% $72.76 +14.8%
235 GRID FIRST TRUST NASDAQ CLEAN EDGE 2,609.0 $427K 0.03% -461.0 -15.0% $163.58 +18.7%
236 IQVIA HOLDINGS INC 2,483.0 $423K 0.03% -225.0 -8.3% $170.54
237 UBS UBS GROUP AG Financial Services 10,748.0 $420K 0.03% -2K -18.6% $39.07 +20.7%
238 PB PROSPERITY BANCSHARES INC Financial Services 6,249.0 $420K 0.03% -82.0 -1.3% $67.18 +2.6%
239 MCO MOODYS CORP Financial Services 955.0 $417K 0.03% -169.0 -15.0% $436.39 +3.5%
240 SOLS SOLSTICE ADVANCED MATERIALS Basic Materials 5,435.0 $414K 0.03% -33.0 -0.6% $76.16 +13.1%
Page 12 of 37  ·  725 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%