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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 112 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2221 EXPERIANPLC 103.0 $5K NEW $45.23
2222 FMCE NORTHERNLIGHTSFUNDTRUSTIV 175.0 $5K NEW $26.27 +6.8%
2223 HOG HARLEYDAVIDSONINC Consumer Cyclical 220.0 $5K NEW $20.49 +18.2%
2224 JD JD.COMINC Consumer Cyclical 157.0 $5K NEW $28.69 +0.9%
2225 DBC INVESCODBCOMMODITYINDEX Financial Services 200.0 $4K NEW $22.36 +31.4%
2226 EGP EASTGROUPPROPERTIESINC Real Estate 25.0 $4K NEW $178.12 +13.9%
2227 DSVAS 35.0 $4K NEW $126.97
2228 SNOW PUT PUTSNOW06/18/26190 Technology 3.0 $4K NEW $1470.00 -83.0%
2229 HITACHILTD 141.0 $4K NEW $31.27
2230 THC TENETHEALTHCARECORPORATION Healthcare 22.0 $4K NEW $198.68 -10.4%
2231 LEGRANDSA 146.0 $4K NEW $29.88
2232 JFR NUVEENFLOATINGRATEINCOMEFD Financial Services 550.0 $4K NEW $7.83 -2.0%
2233 GALAXYENTMTGROUPLTD 174.0 $4K NEW $24.61
2234 MITSUBISHIELECTRICCORP 73.0 $4K NEW $58.49
2235 INDUSTRIADEDISENOTEXTIL 257.0 $4K NEW $16.54
2236 SLDP SOLIDPOWERINC Industrials 1,000.0 $4K NEW $4.25 -22.1%
2237 XRPC CANARYXRPETF 218.0 $4K NEW $19.45 -27.8%
2238 SSEPLC 144.0 $4K NEW $29.31
2239 ARGX ARGENXSE Healthcare 5.0 $4K NEW $840.80 -0.7%
2240 VIVENDISE 1,513.0 $4K NEW $2.78
Page 112 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%