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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 62 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1221 DFAS DIMENSIONAL ETF TRUST 913.0 $65K 0.01% $71.13 +10.4%
1222 VBK VANGUARD INDEX FUNDS 214.0 $65K 0.01% +35.0 +19.6% $302.28 +17.6%
1223 BGT BLACKROCK FLOATING RATE INCOME Financial Services 6,000.0 $65K 0.01% $10.76 +0.7%
1224 COIN COINBASE GLOBAL INC Financial Services 368.0 $64K 0.01% -193.0 -34.4% $174.61 +8.3%
1225 MUENCHENER 5,155.0 $64K 0.01% +515.0 +11.1% $12.43
1226 FICS FIRST TR EXCHANGE TRADED FD 1,640.0 $64K 0.01% $39.03 +5.2%
1227 QCLN FIRST TRUST ETF 1,374.0 $64K 0.01% -750.0 -35.3% $46.50 +42.6%
1228 FXZ FIRST TR EXCHANGE TRADED FD II 837.0 $64K 0.01% $76.21 +8.7%
1229 PFXF VANECK ETF TRUST 3,597.0 $63K 0.01% +662.0 +22.6% $17.54 +7.9%
1230 XOP SPDR SERIES TRUST 346.0 $63K 0.01% $182.30 -10.0%
1231 IDRV ISHARES TRUST 1,634.0 $63K 0.01% -137.0 -7.7% $38.53 +17.2%
1232 FRANKLIN BSP CAPITAL CORP 4,623.0 $63K 0.01% $13.58
1233 IDEC INNOVATOR ETFS TRUST 1,926.0 $63K 0.01% -104.0 -5.1% $32.56 +4.7%
1234 DNP DNP SELECT INCOME FD INC Financial Services 6,050.0 $62K 0.01% -74.0 -1.2% $10.30 +3.1%
1235 BGY BLACKROCK ENHANCED Financial Services 11,498.0 $62K 0.01% -568.0 -4.7% $5.41 +6.7%
1236 IP INTERNATIONAL PAPER CO Consumer Cyclical 1,731.0 $62K 0.01% $35.70 -6.2%
1237 EPAM EPAM SYSTEMS INC Technology 456.0 $62K 0.01% -236.0 -34.1% $135.40 -24.3%
1238 PUTNAM ETF TRUST 7,917.0 $62K 0.01% +522.0 +7.1% $7.79
1239 VGM INVESCO TR INVT GRADE MUNS Financial Services 6,227.0 $61K 0.01% $9.87 +4.5%
1240 JPC NUVEEN PREFERRED & INCOME Financial Services 8,135.0 $61K 0.01% $7.54 +5.6%
Page 62 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%