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Portfolio (Quarterly) Guide ↗

VAUGHAN & Co SECURITIES, INC.

· CIK 0000805870
13F Portfolio $214M AUM 61 positions Filed Aug 3, 2026 EDGAR ↗ ← All Funds
Q2 2026 · All 61 New
Page 3 of 4  ·  61 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 CNP CENTERPOINT ENERGY INC Utilities 13,143.0 $579K 0.27% NEW $44.04 -10.4%
42 MTB M & T BK CORP Financial Services 2,410.0 $574K 0.27% NEW $238.01 -2.5%
43 RCI ROGERS COMMUNICATIONS INC Communication Services 14,595.0 $474K 0.22% NEW $32.50 +12.0%
44 CM CANADIAN IMPERIAL BANK OF CO Financial Services 3,953.0 $455K 0.21% NEW $115.00 -2.2%
45 XNTK SPDR SERIES TRUST 1,000.0 $391K 0.18% NEW $390.65 -10.0%
46 QQQ INVESCO QQQ TR Financial Services 516.0 $380K 0.18% NEW $736.40 -3.9%
47 CHRD CHORD ENERGY CORPORATION Energy 3,320.0 $379K 0.18% NEW $114.30 +31.6%
48 APOS APOLLO GLOBAL MGMT INC 3,098.0 $367K 0.17% NEW $118.31
49 PFE PFIZER INC Healthcare 14,258.0 $343K 0.16% NEW $24.08 +18.6%
50 BX BLACKSTONE INC Financial Services 2,888.0 $340K 0.16% NEW $117.67 +16.1%
51 DHS WISDOMTREE TR 2,763.0 $314K 0.15% NEW $113.69 +3.6%
52 BIPC BROOKFIELD INFRASTRUCTURE CO Utilities 7,866.0 $303K 0.14% NEW $38.50 -2.9%
53 ESML ISHARES TR 5,352.0 $299K 0.14% NEW $55.93 -3.0%
54 LYB LYONDELLBASELL INDUSTRIES NV Basic Materials 5,213.0 $274K 0.13% NEW $52.65 +23.8%
55 AMZN AMAZON COM INC Consumer Cyclical 1,115.0 $266K 0.12% NEW $238.34 +7.0%
56 DOW DOW HLDGS INC Basic Materials 9,034.0 $247K 0.12% NEW $27.36 +11.3%
57 XT ISHARES TR 2,918.0 $241K 0.11% NEW $82.62 -1.2%
58 IWD ISHARES TR 897.0 $217K 0.10% NEW $242.43 +5.6%
59 TU TELUS CORPORATION Communication Services 20,518.0 $217K 0.10% NEW $10.57 -8.7%
60 UNP UNION PAC CORP Industrials 750.0 $204K 0.10% NEW $272.00 +6.8%
Page 3 of 4  ·  61 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 17.9%
Technology 16.5%
Healthcare 14.9%
Energy 12.4%
Utilities 12.1%
Industrials 7.7%
Communication Services 6.5%
Basic Materials 5.0%
Consumer Defensive 3.4%
Real Estate 2.5%