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Portfolio (Quarterly) Guide ↗

TOCQUEVILLE ASSET MANAGEMENT L.P.

· CIK 0000883961
13F Portfolio $6.7B AUM 547 positions Filed May 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 24 New 145 Added 249 Reduced 57 Exited
Page 11 of 13  ·  249 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 CBRE CBRE GROUP INC Real Estate 5,619.0 $761K 0.01% -530.0 -8.6% $135.46 -3.3%
202 LMT LOCKHEED MARTIN CORP Industrials 1,226.0 $741K 0.01% -269.0 -18.0% $604.39 -13.5%
203 CSX CSX CORP Industrials 17,352.0 $712K 0.01% -4K -17.2% $41.05 +11.8%
204 VNQ VANGUARD INDEX FDS 8,019.0 $711K 0.01% -2K -19.4% $88.70 +9.0%
205 YEXT YEXT INC Technology 185,000.0 $710K 0.01% -220K -54.3% $3.84 -6.5%
206 AXSM AXSOME THERAPEUTICS INC Healthcare 4,200.0 $710K 0.01% -200.0 -4.5% $169.02 +38.2%
207 ECL ECOLAB INC Basic Materials 2,643.0 $703K 0.01% -105.0 -3.8% $266.02 -6.0%
208 TSLA TESLA INC Consumer Cyclical 1,885.0 $701K 0.01% -448.0 -19.2% $371.75 +12.2%
209 KLTR KALTURA INC Technology 568,988.0 $694K 0.01% -538K -48.6% $1.22 +23.0%
210 XLB SELECT SECTOR SPDR TR 12,920.0 $646K 0.01% -800.0 -5.8% $49.97 +0.1%
211 PHM PULTE GROUP INC Consumer Cyclical 5,377.0 $632K 0.01% -489.0 -8.3% $117.61 -1.1%
212 NVDA PUT NVIDIA CORPORATION Technology 3,600.0 $628K 0.01% -12K -77.6% $174.40 +25.9%
213 TGT TARGET CORP Consumer Defensive 5,152.0 $624K 0.01% -105.0 -2.0% $121.20 +0.9%
214 SFM SPROUTS FMRS MKT INC Consumer Defensive 8,042.0 $620K 0.01% -168.0 -2.0% $77.13 +14.7%
215 ASH ASHLAND INC Basic Materials 10,700.0 $595K 0.01% -3K -19.6% $55.61 +1.2%
216 PYPL PAYPAL HLDGS INC Financial Services 13,136.0 $594K 0.01% -4K -24.1% $45.23 -1.9%
217 PNC PNC FINL SVCS GROUP INC Financial Services 2,712.0 $564K 0.01% -1K -32.6% $208.09 +4.2%
218 SAP SAP SE Technology 3,264.0 $559K 0.01% -45.0 -1.4% $171.21 +5.1%
219 TXN TEXAS INSTRS INC Technology 2,779.0 $540K 0.01% -167.0 -5.7% $194.14 +57.0%
220 SDY SPDR SERIES TRUST 3,685.0 $538K 0.01% -12K -77.2% $145.94 +1.9%
Page 11 of 13  ·  249 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 20.6%
Industrials 14.4%
Financial Services 12.9%
Healthcare 11.5%
Consumer Cyclical 11.3%
Communication Services 8.3%
Basic Materials 7.0%
Energy 5.9%
Consumer Defensive 4.5%
Utilities 2.5%