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Portfolio (Quarterly) Guide ↗

TOCQUEVILLE ASSET MANAGEMENT L.P.

· CIK 0000883961
13F Portfolio $6.7B AUM 547 positions Filed May 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 24 New 145 Added 249 Reduced 57 Exited
Page 8 of 13  ·  249 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 IWD ISHARES TR 13,133.0 $2.8M 0.04% -6K -29.8% $213.67 +9.8%
142 SPG SIMON PPTY GROUP INC NEW Real Estate 14,338.0 $2.7M 0.04% -782.0 -5.2% $186.53 +9.4%
143 FLS FLOWSERVE CORP Industrials 35,724.0 $2.6M 0.04% -806.0 -2.2% $73.51 -6.5%
144 WTW WILLIS TOWERS WATSON PLC LTD Financial Services 8,824.0 $2.6M 0.04% -340.0 -3.7% $290.70 -12.6%
145 TSM TAIWAN SEMICONDUCTOR MFG LTD Technology 7,459.0 $2.5M 0.04% -130.0 -1.7% $337.95 +18.8%
146 BE BLOOM ENERGY CORP Industrials 17,936.0 $2.4M 0.04% -4K -19.0% $135.49 +127.2%
147 CTSH COGNIZANT TECHNOLOGY SOLUTIO Technology 38,984.0 $2.4M 0.04% -642.0 -1.6% $61.35 -14.7%
148 CMCSA COMCAST CORP NEW Communication Services 80,964.0 $2.3M 0.03% -540.0 -0.7% $28.71 -12.6%
149 MS MORGAN STANLEY Financial Services 13,952.0 $2.3M 0.03% -82.0 -0.6% $164.57 +21.8%
150 MMM 3M CO Industrials 15,765.0 $2.3M 0.03% -95.0 -0.6% $145.23 +4.4%
151 VDE VANGUARD WORLD FD 12,937.0 $2.2M 0.03% -8K -36.7% $173.04 -3.3%
152 ETN EATON CORP PLC Industrials 6,212.0 $2.2M 0.03% -99.0 -1.6% $357.67 +6.7%
153 BLOCK INC 36,227.0 $2.2M 0.03% -851.0 -2.3% $60.18
154 BOTZ GLOBAL X FDS 65,252.0 $2.2M 0.03% -640.0 -1.0% $33.22 +19.4%
155 AMLP ALPS ETF TR 40,518.0 $2.1M 0.03% -345.0 -0.8% $52.64 +2.9%
156 REMX VANECK ETF TRUST 23,567.0 $2.1M 0.03% -299.0 -1.2% $88.00 +8.8%
157 MITK MITEK SYS INC Technology 151,300.0 $2.0M 0.03% -105K -41.0% $13.50 +13.8%
158 GSK GSK PLC Healthcare 36,757.0 $2.0M 0.03% -10K -21.6% $55.19 -6.6%
159 KLIC KULICKE & SOFFA INDS INC Technology 30,436.0 $2.0M 0.03% -370.0 -1.2% $65.72 +53.8%
160 BK BANK NEW YORK MELLON CORP Financial Services 16,629.0 $2.0M 0.03% -1K -6.3% $118.63 +17.2%
Page 8 of 13  ·  249 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 20.6%
Industrials 14.4%
Financial Services 12.9%
Healthcare 11.5%
Consumer Cyclical 11.3%
Communication Services 8.3%
Basic Materials 7.0%
Energy 5.9%
Consumer Defensive 4.5%
Utilities 2.5%