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Portfolio (Quarterly) Guide ↗

MIRAE ASSET SECURITIES (USA) INC.

· CIK 0000890203
13F Portfolio $2.7B AUM 153 positions Filed Apr 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 75 New 30 Added 28 Reduced 106 Exited
Page 6 of 8  ·  153 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 JCI JOHNSON CONTROLS INTERNATION Industrials 28,559.0 $3.7M 0.14% +7K +35.3% $130.95 +5.8%
102 JCI PUT JOHNSON CONTROLS INTERNATION Industrials 28,500.0 $3.7M 0.14% +7K +35.4% $130.95 +5.8%
103 OXY OCCIDENTAL PETE CORP Energy 55,917.0 $3.6M 0.13% -44K -44.2% $65.00 -11.3%
104 OXY PUT OCCIDENTAL PETE CORP Energy 55,800.0 $3.6M 0.13% -44K -44.3% $65.00 -11.3%
105 KO COCA COLA CO Consumer Defensive 37,586.0 $2.9M 0.10% $76.05 +7.9%
106 KO PUT COCA COLA CO Consumer Defensive 37,500.0 $2.9M 0.10% $76.05 +7.9%
107 EQT EQT CORP Energy 43,624.0 $2.8M 0.10% NEW $63.64 -12.7%
108 EQT PUT EQT CORP Energy 43,500.0 $2.8M 0.10% NEW $63.64 -12.7%
109 PUT KLARNA GROUP PLC 200,000.0 $2.6M 0.10% NEW $13.09
110 KLARNA GROUP PLC 199,182.0 $2.6M 0.10% NEW $13.09
111 PM PHILIP MORRIS INTL INC Consumer Defensive 10,034.0 $1.7M 0.06% +7K +222.9% $165.34 +9.9%
112 PM PUT PHILIP MORRIS INTL INC Consumer Defensive 10,000.0 $1.7M 0.06% +7K +221.8% $165.34 +9.9%
113 LITX INVESTMENT MANAGERS SER TR I 45,000.0 $1.3M 0.05% NEW $29.26 +40.9%
114 GCAL PUT GOLDMAN SACHS ETF TR 25,000.0 $1.3M 0.05% NEW $50.66 +0.3%
115 SERV PUT SERVE ROBOTICS INC Industrials 150,000.0 $1.3M 0.05% NEW $8.44 +5.1%
116 SERV SERVE ROBOTICS INC Industrials 147,826.0 $1.2M 0.05% NEW $8.44 +5.1%
117 AIPO TIDAL TRUST II 48,534.0 $1.2M 0.04% +37K +328.8% $24.96 +32.4%
118 WRBY WARBY PARKER INC Healthcare 55,316.0 $1.2M 0.04% NEW $21.07 +20.7%
119 WRBY PUT WARBY PARKER INC Healthcare 55,200.0 $1.2M 0.04% NEW $21.07 +20.7%
120 INVESTMENT MANAGERS SER TR I 30,000.0 $1.1M 0.04% NEW $36.40
Page 6 of 8  ·  153 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 60.6%
Technology 20.3%
Consumer Cyclical 6.8%
Communication Services 4.0%
Industrials 3.9%
Consumer Defensive 2.4%
Energy 1.3%
Basic Materials 0.6%
Healthcare 0.1%
Real Estate 0.0%