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Portfolio (Quarterly) Guide ↗

JOHN G ULLMAN & ASSOCIATES INC

· CIK 0000919530
13F Portfolio $754.3B AUM 174 positions Filed May 6, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 10 New 26 Added 97 Reduced 15 Exited
Page 2 of 2  ·  26 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 AOS SMITH A O CORP Industrials 11,100.0 $732K 0.10% +1K +14.4% $65.94 -14.0%
22 FISV FISERV INC Technology 13,083.0 $730K 0.10% +6K +75.6% $55.80 -0.8%
23 APTIV PLC F 9,250.0 $642K 0.09% +1K +13.5% $69.44
24 NWFL NORWOOD FINL CORP Financial Services 14,800.0 $435K 0.06% +2K +17.5% $29.42 -2.3%
25 DGX QUEST DIAGNOSTICS INC Healthcare 2,032.0 $398K 0.05% +100.0 +5.2% $195.98 -4.8%
26 ABBV ABBVIE INC Healthcare 1,078.0 $234K 0.03% +23.0 +2.2% $217.49 -3.7%
Page 2 of 2  ·  26 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 31.3%
Industrials 18.5%
Utilities 16.5%
Healthcare 9.7%
Energy 7.3%
Communication Services 5.1%
Consumer Cyclical 3.7%
Financial Services 2.5%
Basic Materials 2.4%
Real Estate 1.5%