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Portfolio (Quarterly) Guide ↗

JOHN G ULLMAN & ASSOCIATES INC

· CIK 0000919530
13F Portfolio $754.3B AUM 174 positions Filed May 6, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 10 New 26 Added 97 Reduced 15 Exited
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 MELI MERCADOLIBRE ORD Consumer Cyclical 1,665.0 $2.9M 0.38% NEW $1729.02 -10.5%
2 MHK MOHAWK INDUSTRIES ORD Consumer Cyclical 11,386.0 $1.1M 0.15% NEW $98.46 -1.9%
3 CHWY CHEWY INC CLASS A Consumer Cyclical 19,400.0 $524K 0.07% NEW $27.00 -19.9%
4 MOS THE MOSAIC CO Basic Materials 15,750.0 $402K 0.05% NEW $25.50 -14.7%
5 BAX BAXTER INTL INC Healthcare 17,793.0 $299K 0.04% NEW $16.80 +5.9%
6 CAT CATERPILLAR INC Industrials 396.0 $281K 0.04% NEW $708.46 +21.9%
7 XRAY DENTSPLY SIRONA INC Healthcare 23,200.0 $269K 0.04% NEW $11.60 -13.2%
8 PCYO PURE CYCLE CORP Utilities 26,300.0 $265K 0.04% NEW $10.06 +4.0%
9 VZ VERIZON COMMUNICATIONS I Communication Services 4,288.0 $215K 0.03% NEW $50.20 -7.6%
10 PCT PURECYCLE TECHNOLOGIES I CLASS Industrials 15,600.0 $81K 0.01% NEW $5.19 +142.6%

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 31.3%
Industrials 18.5%
Utilities 16.5%
Healthcare 9.7%
Energy 7.3%
Communication Services 5.1%
Consumer Cyclical 3.7%
Financial Services 2.5%
Basic Materials 2.4%
Real Estate 1.5%