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Portfolio (Quarterly) Guide ↗

JOHN G ULLMAN & ASSOCIATES INC

· CIK 0000919530
13F Portfolio $750M AUM Filed Feb 5, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 179 New
Page 8 of 9  ·  179 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 ITT ITT INC Industrials 2,295.0 $398K 0.05% NEW $173.51 +11.1%
142 AEP AMERICAN ELEC PWR CO INC Utilities 3,390.0 $391K 0.05% NEW $115.31 +11.8%
143 XYL XYLEM INC Industrials 2,830.0 $385K 0.05% NEW $136.18 -21.6%
144 PANW PALO ALTO NETWORKS INC Technology 2,082.0 $384K 0.05% NEW $184.20 +31.6%
145 SHW SHERWIN-WILLIAMS CO Basic Materials 1,150.0 $373K 0.05% NEW $324.03 -7.5%
146 KO THE COCA-COLA CO Consumer Defensive 5,217.0 $365K 0.05% NEW $69.91 +17.7%
147 NWFL NORWOOD FINL CORP Financial Services 12,600.0 $353K 0.05% NEW $28.05 +5.9%
148 STX SEAGATE TECHNOLOGY HOLDINGS Technology 1,238.0 $341K 0.04% NEW $275.39 +166.1%
149 EEMV ISHS MSCI EMERG MRKT MIN VOL F 5,300.0 $339K 0.04% NEW $64.04 +11.3%
150 VGT VANGUARD INFORMATION TECHNOLOG 445.0 $335K 0.04% NEW $753.78 -85.1%
151 DGX QUEST DIAGNOSTICS INC Healthcare 1,932.0 $335K 0.04% NEW $173.53 +9.1%
152 TPC TUTOR PERINI CORP Industrials 5,000.0 $335K 0.04% NEW $67.02 +10.7%
153 GABC GERMAN AMERICAN BANCORP ORD Financial Services 8,190.0 $321K 0.04% NEW $39.18 +9.0%
154 CRH CRH ADR REPSG 1 ORD Basic Materials 2,500.0 $312K 0.04% NEW $124.80 -20.2%
155 NVDA NVIDIA CORP Technology 1,596.0 $298K 0.04% NEW $186.48 +19.6%
156 ALB ALBEMARLE CORP Basic Materials 2,100.0 $297K 0.04% NEW $141.44 +20.1%
157 IBB ISHARES BIOTECHNOLOGY ETF 1,700.0 $287K 0.04% NEW $168.77 -2.4%
158 SOLS SOLSTICE ADVANCED MATERIALS OR Basic Materials 5,899.0 $287K 0.04% NEW $48.58 +66.1%
159 KRE SPDR S&P REGIONAL BANKING ETF 4,300.0 $279K 0.04% NEW $64.81 +4.5%
160 ETN EATON CORP PLC F Industrials 868.0 $276K 0.04% NEW $318.51 +17.9%
Page 8 of 9  ·  179 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.8%
Industrials 17.6%
Utilities 15.6%
Healthcare 10.3%
Energy 5.4%
Communication Services 5.3%
Consumer Cyclical 3.7%
Financial Services 3.0%
Basic Materials 2.5%
Real Estate 1.5%