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Portfolio (Quarterly) Guide ↗

JOHN G ULLMAN & ASSOCIATES INC

· CIK 0000919530
13F Portfolio $754.3B AUM 174 positions Filed May 6, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 10 New 26 Added 97 Reduced 15 Exited
Page 4 of 5  ·  97 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 ZBH ZIMMER BIOMET HLDGS INC Healthcare 18,866.0 $1.7M 0.23% -1K -6.6% $90.42 -6.9%
62 SOLV SOLVENTUM CORP Healthcare 25,348.0 $1.7M 0.22% -2K -7.0% $65.30 +14.7%
63 CRM SALESFORCE INC Technology 8,283.0 $1.5M 0.20% -4K -30.1% $186.67 -1.0%
64 A AGILENT TECHNOLOGIES INC Healthcare 13,525.0 $1.5M 0.20% -2K -10.9% $113.98 -2.7%
65 LITE LUMENTUM HOLDINGS INC Technology 1,933.0 $1.4M 0.18% -4K -66.4% $702.76 +38.1%
66 CVX CHEVRON CORP NEW Energy 6,261.0 $1.3M 0.17% -150.0 -2.3% $206.90 -6.2%
67 WSBF WATERSTONE FINL INC MD Financial Services 61,248.0 $1.1M 0.15% -2K -3.2% $18.03 +0.9%
68 MTSI MACOM TECHNOLOGY SOLUTIO Technology 4,600.0 $1.0M 0.14% -600.0 -11.5% $222.07 +57.2%
69 EBMT EAGLE BANCORP MONT INC Financial Services 48,910.0 $1.0M 0.13% -8K -13.3% $20.58 +5.4%
70 MRNA MODERNA INC Healthcare 19,550.0 $993K 0.13% -2K -7.6% $50.80 -8.1%
71 JCI JOHNSON CONTROLS INTER F Industrials 7,499.0 $982K 0.13% -600.0 -7.4% $130.95 +2.9%
72 MU MICRON TECHNOLOGY INC Technology 2,860.0 $966K 0.13% -103.0 -3.5% $337.84 +104.0%
73 DUK DUKE ENERGY CORP NEW Utilities 6,403.0 $838K 0.11% -77.0 -1.2% $130.94 -5.9%
74 XLU SELECT SECTOR UTI SELECT SPDR 18,114.0 $831K 0.11% -3K -13.4% $45.89 -4.5%
75 ADBE ADOBE INC Technology 3,250.0 $790K 0.10% -9K -72.6% $243.08 +7.0%
76 EMERA INC F 14,600.0 $756K 0.10% -1K -7.6% $51.75
77 ILMN ILLUMINA INC Healthcare 6,125.0 $755K 0.10% -2K -21.7% $123.26 +13.7%
78 TYG TORTOISE ENERGY INFRASTR Financial Services 15,083.0 $752K 0.10% -158.0 -1.0% $49.85 -6.2%
79 AMGN AMGEN INC Healthcare 2,125.0 $748K 0.10% -7K -75.8% $351.85 -8.3%
80 REGN REGENERON PHARMS INC Healthcare 910.0 $703K 0.09% -920.0 -50.3% $772.64 -19.8%
Page 4 of 5  ·  97 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 31.3%
Industrials 18.5%
Utilities 16.5%
Healthcare 9.7%
Energy 7.3%
Communication Services 5.1%
Consumer Cyclical 3.7%
Financial Services 2.5%
Basic Materials 2.4%
Real Estate 1.5%