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Portfolio (Quarterly) Guide ↗

JOHN G ULLMAN & ASSOCIATES INC

· CIK 0000919530
13F Portfolio $754M AUM 174 positions Filed May 6, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 10 New 26 Added 97 Reduced 15 Exited
Page 5 of 5  ·  97 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 HAE HAEMONETICS Healthcare 11,300.0 $637K 0.08% -2K -16.9% $56.36 +1.6%
82 BERKSHIRE HATHAWAY CLASS B 1,169.0 $560K 0.07% -715.0 -38.0% $479.20
83 TDC TERADATA CORP DEL Technology 21,200.0 $543K 0.07% -4K -16.5% $25.63 +27.9%
84 BUSE FIRST BUSEY ORD Financial Services 20,780.0 $525K 0.07% -700.0 -3.3% $25.27 +3.7%
85 AQN ALGONQUIN PWR & UTILS F Utilities 85,250.0 $521K 0.07% -1K -1.2% $6.11 -5.5%
86 ITW ILLINOIS TOOL WKS INC Industrials 1,975.0 $514K 0.07% -200.0 -9.2% $260.29 -4.2%
87 OCFC OCEANFIRST FINL CORP Financial Services 25,300.0 $456K 0.06% -2K -6.3% $18.04 +2.2%
88 SOLS SOLSTICE ADVANCED MATERIALS OR Basic Materials 5,740.0 $437K 0.06% -159.0 -2.7% $76.16 +7.8%
89 NATIONAL BANK OF CANADA ORD 3,240.0 $419K 0.06% -90.0 -2.7% $129.40
90 GE GE AEROSPACE Industrials 1,298.0 $368K 0.05% -252.0 -16.3% $283.77 +0.8%
91 EEMV ISHS MSCI EMERG MRKT MIN VOL F 5,200.0 $337K 0.04% -100.0 -1.9% $64.73 +9.5%
92 XYL XYLEM INC Industrials 2,780.0 $332K 0.04% -50.0 -1.8% $119.50 -9.4%
93 PYPL PAYPAL HLDGS INC Financial Services 6,780.0 $307K 0.04% -32K -82.4% $45.23 -1.9%
94 MANH MANHATTAN ASSOCIATES ORD Technology 2,225.0 $296K 0.04% -10K -81.7% $133.12 +2.7%
95 NVDA NVIDIA CORP Technology 1,377.0 $240K 0.03% -219.0 -13.7% $174.38 +27.5%
96 GS GOLDMAN SACHS GROUP INC Financial Services 265.0 $224K 0.03% -4.0 -1.5% $845.99 +11.9%
97 ROCHE HLDG LTD F SPONSORED ADR 4,300.0 $214K 0.03% -1K -18.9% $49.71
Page 5 of 5  ·  97 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 31.3%
Industrials 18.5%
Utilities 16.5%
Healthcare 9.7%
Energy 7.3%
Communication Services 5.1%
Consumer Cyclical 3.7%
Financial Services 2.5%
Basic Materials 2.4%
Real Estate 1.5%