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Portfolio (Quarterly) Guide ↗

JOHN G ULLMAN & ASSOCIATES INC

· CIK 0000919530
13F Portfolio $754.3B AUM 174 positions Filed May 6, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 10 New 26 Added 97 Reduced 15 Exited
Page 3 of 9  ·  174 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 PFE PFIZER INC Healthcare 214,087.0 $6.0M 0.80% +8K +3.9% $28.08 -9.8%
42 INTC INTEL CORP Technology 133,464.0 $5.9M 0.78% -45K -25.3% $44.13 +146.5%
43 EXP EAGLE MATLS INC Basic Materials 29,296.0 $5.6M 0.74% +966.0 +3.4% $189.45 +2.8%
44 EQNR EQUINOR ASA F SPONSORED ADR 1 Energy 130,159.0 $5.5M 0.73% +1K +1.1% $42.20 -6.4%
45 TMP TOMPKINS FINL CORP Financial Services 68,792.0 $5.4M 0.72% -15K -17.5% $78.84 +4.1%
46 TMO THERMO FISHER SCIENTIFIC Healthcare 10,995.0 $5.4M 0.72% -830.0 -7.0% $491.53 -10.8%
47 IDA IDACORP INC Utilities 36,029.0 $5.2M 0.68% -2K -5.4% $142.97 -2.1%
48 STT STATE STR CORP Financial Services 39,588.0 $5.0M 0.66% -2K -4.9% $126.56 +20.8%
49 VNM VANECK VIETNAM ETF 287,644.0 $5.0M 0.66% -4K -1.2% $17.31 +11.6%
50 SYY SYSCO CORP Consumer Defensive 69,660.0 $5.0M 0.66% +475.0 +0.7% $71.33 +1.7%
51 COHR COHERENT CORP Technology 20,650.0 $4.9M 0.65% -7K -25.9% $238.21 +52.3%
52 CIEN CIENA CORP Technology 12,400.0 $4.8M 0.64% -4K -24.9% $388.23 +35.1%
53 GOOG ALPHABET INC CLASS C Communication Services 16,738.0 $4.8M 0.64% $286.86 +37.1%
54 LOW LOWES COS INC Consumer Cyclical 19,230.0 $4.5M 0.60% -825.0 -4.1% $236.28 -7.6%
55 KDP KEURIG DR PEPPER INC Consumer Defensive 169,700.0 $4.5M 0.59% +11K +7.0% $26.33 +9.9%
56 KNF KNIFE RIVER ORD Basic Materials 54,392.0 $4.4M 0.59% -3K -5.1% $81.65 -7.0%
57 TWLO TWILIO CL A ORD Communication Services 34,366.0 $4.3M 0.57% +15K +78.8% $125.82 +57.6%
58 NXST NEXSTAR MEDIA GROUP INC Communication Services 23,000.0 $4.2M 0.55% -4K -14.4% $180.83 +8.1%
59 EA ELECTRONIC ARTS INC Communication Services 19,750.0 $4.0M 0.53% -700.0 -3.4% $203.87 -1.6%
60 GSK GSK PLC ADR F SPONSORED ADR 1 Healthcare 72,610.0 $4.0M 0.53% -6K -8.0% $55.19 -10.0%
Page 3 of 9  ·  174 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 31.3%
Industrials 18.5%
Utilities 16.5%
Healthcare 9.7%
Energy 7.3%
Communication Services 5.1%
Consumer Cyclical 3.7%
Financial Services 2.5%
Basic Materials 2.4%
Real Estate 1.5%