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Portfolio (Quarterly) Guide ↗

JOHN G ULLMAN & ASSOCIATES INC

· CIK 0000919530
13F Portfolio $824M AUM 181 positions Filed Aug 11, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 20 New 36 Added 79 Reduced 12 Exited
Page 3 of 10  ·  181 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 STT STATE STR CORP Financial Services 38,988.0 $6.6M 0.80% -600.0 -1.5% $169.60 +10.2%
42 TMP TOMPKINS FINL CORP Financial Services 67,932.0 $6.4M 0.78% -860.0 -1.2% $94.52 +2.4%
43 NJR NEW JERSEY RES CORP Utilities 109,960.0 $6.2M 0.75% -7K -6.2% $56.04 -1.3%
44 ALPHABET INC CLASS C 16,688.0 $5.9M 0.71% $353.33
45 CIEN CIENA CORP Technology 11,725.0 $5.8M 0.70% -675.0 -5.4% $490.56 -18.9%
46 SYY SYSCO CORP Consumer Defensive 67,847.0 $5.7M 0.69% -2K -2.6% $83.58 -0.1%
47 TMO THERMO FISHER SCIENTIFIC Healthcare 11,198.0 $5.6M 0.68% +203.0 +1.9% $501.36 +23.7%
48 PFE PFIZER INC Healthcare 229,216.0 $5.5M 0.67% +15K +7.1% $24.08 +15.1%
49 KDP KEURIG DR PEPPER INC Consumer Defensive 162,534.0 $5.3M 0.65% -7K -4.2% $32.73 -4.0%
50 VOO VANGUARD S&P 500 ETF 7,728.0 $5.3M 0.64% +1K +16.8% $686.81 +2.5%
51 VANECK VIETNAM ETF 284,744.0 $5.3M 0.64% -3K -1.0% $18.47
52 BCE INC F 243,677.0 $5.2M 0.64% +2K +0.7% $21.51
53 IDA IDACORP INC Utilities 33,929.0 $5.1M 0.62% -2K -5.8% $151.30 -6.5%
54 SNOW SNOWFLAKE INC CLASS A Technology 18,441.0 $4.7M 0.57% -225.0 -1.2% $254.50 +26.2%
55 KNF KNIFE RIVER ORD Basic Materials 53,971.0 $4.5M 0.55% -421.0 -0.8% $83.65 -21.4%
56 WTS WATTS WATER TECHNOLOGIES CLASS Industrials 11,324.0 $4.4M 0.54% +99.0 +0.9% $391.45 -4.8%
57 AAPL APPLE INC Technology 14,507.0 $4.2M 0.51% +154.0 +1.1% $289.36 +9.3%
58 HAL HALLIBURTON CO Energy 122,908.0 $4.2M 0.51% +41K +49.7% $33.95 +5.6%
59 NEXSTAR MEDIA GROUP INC 22,700.0 $4.1M 0.49% -300.0 -1.3% $178.59
60 EQUINOR ASA F SPONSORED ADR 1 128,276.0 $4.0M 0.49% -2K -1.4% $31.40
Page 3 of 10  ·  181 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 36.3%
Industrials 22.8%
Utilities 11.2%
Healthcare 8.6%
Consumer Cyclical 5.6%
Energy 3.7%
Communication Services 3.7%
Financial Services 3.7%
Basic Materials 2.3%
Consumer Defensive 2.1%