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Portfolio (Quarterly) Guide ↗

JOHN G ULLMAN & ASSOCIATES INC

· CIK 0000919530
13F Portfolio $824M AUM 181 positions Filed Aug 11, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 20 New 36 Added 79 Reduced 12 Exited
Page 5 of 10  ·  181 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 ORACLE CORP 16,029.0 $2.3M 0.28% +784.0 +5.1% $146.55
82 OTTR OTTER TAIL CORP Utilities 25,450.0 $2.3M 0.28% $89.98 +2.3%
83 LLY ELI LILLY AND CO Healthcare 1,902.0 $2.3M 0.28% -100.0 -5.0% $1199.43 +3.9%
84 VEEV VEEVA SYSTEMS ORD Healthcare 12,650.0 $2.2M 0.27% NEW $177.47 +41.2%
85 WBS WEBSTER FINL CORP Financial Services 27,350.0 $2.1M 0.25% -200.0 -0.7% $76.42 +1.5%
86 SOLVENTUM CORP 25,488.0 $2.0M 0.24% +140.0 +0.6% $77.15
87 SKANSKA AB F SPONSORED ADR 1 A 71,816.0 $1.9M 0.23% -750.0 -1.0% $26.78
88 AGILENT TECHNOLOGIES INC 13,525.0 $1.8M 0.22% $132.83
89 STX SEAGATE TECHNOLOGY HOLDINGS Technology 1,858.0 $1.8M 0.22% -155.0 -7.7% $965.00 -11.9%
90 MACOM TECHNOLOGY SOLUTIO 4,600.0 $1.7M 0.21% $380.37
91 VNT VONTIER CORP Technology 58,321.0 $1.7M 0.20% -1K -2.5% $29.00 +13.1%
92 LITE LUMENTUM HOLDINGS INC Technology 1,933.0 $1.7M 0.20% $858.06 +2.5%
93 BDX BECTON DICKINSON & CO Healthcare 9,248.0 $1.4M 0.17% +4K +71.3% $151.33 +24.0%
94 VWO VANGUARD FTSE EMERGING MARKETS 23,150.0 $1.4M 0.17% -650.0 -2.7% $59.69 +0.6%
95 MODERNA INC 19,551.0 $1.4M 0.17% $70.03
96 THE MOSAIC CO 63,600.0 $1.3M 0.16% +48K +303.8% $21.19
97 EXLS EXLSERVICE HOLDINGS Technology 51,800.0 $1.3M 0.16% NEW $25.86 +43.3%
98 NVIDIA CORP 6,514.0 $1.3M 0.16% +5K +373.1% $200.10
99 WATERSTONE FINL INC MD 59,748.0 $1.2M 0.15% -2K -2.5% $20.73
100 HYDRO ONE LTD F 29,700.0 $1.2M 0.15% $41.19
Page 5 of 10  ·  181 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 36.3%
Industrials 22.8%
Utilities 11.2%
Healthcare 8.6%
Consumer Cyclical 5.6%
Energy 3.7%
Communication Services 3.7%
Financial Services 3.7%
Basic Materials 2.3%
Consumer Defensive 2.1%