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Portfolio (Quarterly) Guide ↗

JOHN G ULLMAN & ASSOCIATES INC

· CIK 0000919530
13F Portfolio $754M AUM 174 positions Filed May 6, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 10 New 26 Added 97 Reduced 15 Exited
Page 6 of 9  ·  174 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 MRNA MODERNA INC Healthcare 19,550.0 $993K 0.13% -2K -7.6% $50.80 -5.3%
102 JCI JOHNSON CONTROLS INTER F Industrials 7,499.0 $982K 0.13% -600.0 -7.4% $130.95 +4.9%
103 GILD GILEAD SCIENCES INC Healthcare 6,995.0 $975K 0.13% $139.36 -7.0%
104 MU MICRON TECHNOLOGY INC Technology 2,860.0 $966K 0.13% -103.0 -3.5% $337.84 +101.7%
105 RBB RBB BANCORP Financial Services 40,550.0 $867K 0.12% $21.37 +9.1%
106 BDX BECTON DICKINSON & CO Healthcare 5,400.0 $849K 0.11% +3K +98.2% $157.23 -6.5%
107 DUK DUKE ENERGY CORP NEW Utilities 6,403.0 $838K 0.11% -77.0 -1.2% $130.94 -6.2%
108 XLU SELECT SECTOR UTI SELECT SPDR 18,114.0 $831K 0.11% -3K -13.4% $45.89 -3.4%
109 LNT ALLIANT ENERGY CORP Utilities 11,300.0 $811K 0.11% $71.76 +0.5%
110 ADBE ADOBE INC Technology 3,250.0 $790K 0.10% -9K -72.6% $243.08 +4.9%
111 STX SEAGATE TECHNOLOGY HOLDINGS Technology 2,013.0 $789K 0.10% +775.0 +62.6% $391.76 +89.1%
112 EMERA INC F 14,600.0 $756K 0.10% -1K -7.6% $51.75
113 ILMN ILLUMINA INC Healthcare 6,125.0 $755K 0.10% -2K -21.7% $123.26 +14.8%
114 TYG TORTOISE ENERGY INFRASTR Financial Services 15,083.0 $752K 0.10% -158.0 -1.0% $49.85 -5.7%
115 AMGN AMGEN INC Healthcare 2,125.0 $748K 0.10% -7K -75.8% $351.85 -6.0%
116 AOS SMITH A O CORP Industrials 11,100.0 $732K 0.10% +1K +14.4% $65.94 -15.2%
117 FISV FISERV INC Technology 13,083.0 $730K 0.10% +6K +75.6% $55.80 +1.5%
118 REGN REGENERON PHARMS INC Healthcare 910.0 $703K 0.09% -920.0 -50.3% $772.64 -18.5%
119 PSX PHILLIPS 66 Energy 3,850.0 $701K 0.09% $182.18 -1.3%
120 CEG CONSTELLATION ENERGY COR Utilities 2,432.0 $679K 0.09% $279.25 -6.7%
Page 6 of 9  ·  174 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 31.3%
Industrials 18.5%
Utilities 16.5%
Healthcare 9.7%
Energy 7.3%
Communication Services 5.1%
Consumer Cyclical 3.7%
Financial Services 2.5%
Basic Materials 2.4%
Real Estate 1.5%