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Portfolio (Quarterly) Guide ↗

JOHN G ULLMAN & ASSOCIATES INC

· CIK 0000919530
13F Portfolio $754M AUM 174 positions Filed May 6, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 10 New 26 Added 97 Reduced 15 Exited
Page 7 of 9  ·  174 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 APTIV PLC F 9,250.0 $642K 0.09% +1K +13.5% $69.44
122 HAE HAEMONETICS Healthcare 11,300.0 $637K 0.08% -2K -16.9% $56.36 +1.6%
123 MMM 3M CO Industrials 3,900.0 $566K 0.07% $145.23 +5.0%
124 CRUS CIRRUS LOGIC INC Technology 3,900.0 $564K 0.07% $144.62 +10.8%
125 BERKSHIRE HATHAWAY CLASS B 1,169.0 $560K 0.07% -715.0 -38.0% $479.20
126 TDC TERADATA CORP DEL Technology 21,200.0 $543K 0.07% -4K -16.5% $25.63 +27.9%
127 BUSE FIRST BUSEY ORD Financial Services 20,780.0 $525K 0.07% -700.0 -3.3% $25.27 +3.7%
128 CHWY CHEWY INC CLASS A Consumer Cyclical 19,400.0 $524K 0.07% NEW $27.00 -27.2%
129 AQN ALGONQUIN PWR & UTILS F Utilities 85,250.0 $521K 0.07% -1K -1.2% $6.11 -5.5%
130 ITW ILLINOIS TOOL WKS INC Industrials 1,975.0 $514K 0.07% -200.0 -9.2% $260.29 -4.2%
131 FELE FRANKLIN ELEC INC Industrials 5,400.0 $498K 0.07% $92.17 +5.7%
132 AGCO AGCO CORP DEL Industrials 4,100.0 $475K 0.06% $115.87 -3.8%
133 OCFC OCEANFIRST FINL CORP Financial Services 25,300.0 $456K 0.06% -2K -6.3% $18.04 +2.2%
134 AEP AMERICAN ELEC PWR CO INC Utilities 3,390.0 $444K 0.06% $131.08 -1.6%
135 ITT ITT INC Industrials 2,295.0 $437K 0.06% $190.53 +2.3%
136 SOLS SOLSTICE ADVANCED MATERIALS OR Basic Materials 5,740.0 $437K 0.06% -159.0 -2.7% $76.16 +7.8%
137 NWFL NORWOOD FINL CORP Financial Services 14,800.0 $435K 0.06% +2K +17.5% $29.42 +0.2%
138 VTI VANGUARD TOTAL STOCK MARKET ET 1,354.0 $434K 0.06% $320.81 +12.2%
139 NATIONAL BANK OF CANADA ORD 3,240.0 $419K 0.06% -90.0 -2.7% $129.40
140 MOS THE MOSAIC CO Basic Materials 15,750.0 $402K 0.05% NEW $25.50 -16.0%
Page 7 of 9  ·  174 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 31.3%
Industrials 18.5%
Utilities 16.5%
Healthcare 9.7%
Energy 7.3%
Communication Services 5.1%
Consumer Cyclical 3.7%
Financial Services 2.5%
Basic Materials 2.4%
Real Estate 1.5%