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Portfolio (Quarterly) Guide ↗

JOHN G ULLMAN & ASSOCIATES INC

· CIK 0000919530
13F Portfolio $754M AUM 174 positions Filed May 6, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 10 New 26 Added 97 Reduced 15 Exited
Page 8 of 9  ·  174 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 DGX QUEST DIAGNOSTICS INC Healthcare 2,032.0 $398K 0.05% +100.0 +5.2% $195.98 -3.1%
142 KO THE COCA-COLA CO Consumer Defensive 5,217.0 $397K 0.05% $76.05 +6.8%
143 TPC TUTOR PERINI CORP Industrials 5,000.0 $386K 0.05% $77.19 -2.3%
144 SHW SHERWIN-WILLIAMS CO Basic Materials 1,150.0 $369K 0.05% $320.55 -5.5%
145 GE GE AEROSPACE Industrials 1,298.0 $368K 0.05% -252.0 -16.3% $283.77 +0.8%
146 EEMV ISHS MSCI EMERG MRKT MIN VOL F 5,200.0 $337K 0.04% -100.0 -1.9% $64.73 +9.5%
147 XYL XYLEM INC Industrials 2,780.0 $332K 0.04% -50.0 -1.8% $119.50 -9.4%
148 VGT VANGUARD INFORMATION TECHNOLOG 445.0 $310K 0.04% $697.72 -84.0%
149 ETN EATON CORP PLC F Industrials 868.0 $310K 0.04% $357.67 +6.8%
150 PYPL PAYPAL HLDGS INC Financial Services 6,780.0 $307K 0.04% -32K -82.4% $45.23 -1.9%
151 BAX BAXTER INTL INC Healthcare 17,793.0 $299K 0.04% NEW $16.80 +9.1%
152 WEC WEC ENERGY GROUP INC Utilities 2,566.0 $297K 0.04% $115.77 -5.4%
153 MANH MANHATTAN ASSOCIATES ORD Technology 2,225.0 $296K 0.04% -10K -81.7% $133.12 +2.7%
154 IBB ISHARES BIOTECHNOLOGY ETF 1,700.0 $287K 0.04% $168.85 -2.8%
155 ACVA ACV AUCTIONS INC CLASS A Consumer Cyclical 66,284.0 $281K 0.04% $4.24 +39.6%
156 CAT CATERPILLAR INC Industrials 396.0 $281K 0.04% NEW $708.46 +21.4%
157 KRE SPDR S&P REGIONAL BANKING ETF 4,300.0 $280K 0.04% $65.15 +3.7%
158 XRAY DENTSPLY SIRONA INC Healthcare 23,200.0 $269K 0.04% NEW $11.60 -15.3%
159 PCYO PURE CYCLE CORP Utilities 26,300.0 $265K 0.04% NEW $10.06 +3.8%
160 CRH CRH ADR REPSG 1 ORD Basic Materials 2,500.0 $263K 0.04% $105.12 -1.6%
Page 8 of 9  ·  174 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 31.3%
Industrials 18.5%
Utilities 16.5%
Healthcare 9.7%
Energy 7.3%
Communication Services 5.1%
Consumer Cyclical 3.7%
Financial Services 2.5%
Basic Materials 2.4%
Real Estate 1.5%