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Portfolio (Quarterly) Guide ↗

JOHN G ULLMAN & ASSOCIATES INC

· CIK 0000919530
13F Portfolio $824M AUM 181 positions Filed Aug 11, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 20 New 36 Added 79 Reduced 12 Exited
Page 8 of 10  ·  181 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 ACV AUCTIONS INC CLASS A 66,284.0 $477K 0.06% $7.19
142 NWFL NORWOOD FINL CORP Financial Services 14,600.0 $469K 0.06% -200.0 -1.4% $32.15 +5.1%
143 AEP AMERICAN ELEC PWR CO INC Utilities 3,390.0 $464K 0.06% $136.81 -8.1%
144 ITT INC 2,295.0 $454K 0.06% $197.76
145 META PLATFORMS INC CLASS A 765.0 $431K 0.05% NEW $563.29
146 SALESFORCE INC 2,700.0 $423K 0.05% -6K -67.4% $156.66
147 INVSC QQQ TRUST SRS 1 ETF 574.0 $423K 0.05% +195.0 +51.5% $736.40
148 TPC TUTOR PERINI CORP Industrials 5,000.0 $415K 0.05% $82.97 +8.9%
149 DENTSPLY SIRONA INC 38,000.0 $403K 0.05% +15K +63.8% $10.61
150 SHW SHERWIN-WILLIAMS CO Basic Materials 1,150.0 $396K 0.05% $344.32 +0.8%
151 EEMV ISHS MSCI EMERG MRKT MIN VOL F 5,200.0 $391K 0.05% $75.28 -0.7%
152 QUEST DIAGNOSTICS INC 1,814.0 $384K 0.05% -218.0 -10.7% $211.95
153 GE GE AEROSPACE Industrials 981.0 $367K 0.04% -317.0 -24.4% $373.73 -7.8%
154 AMAT APPLIED MATLS INC Technology 500.0 $362K 0.04% NEW $723.00 -31.4%
155 NUSCALE PWR CORP CLASS A 32,400.0 $325K 0.04% NEW $10.03
156 IBB ISHARES BIOTECHNOLOGY ETF 1,700.0 $323K 0.04% $190.19 +10.9%
157 SPDR S&P REGIONAL BANKING ETF 4,300.0 $322K 0.04% $74.85
158 XYLEM INC 2,680.0 $317K 0.04% -100.0 -3.6% $118.21
159 CAT CATERPILLAR INC Industrials 294.0 $313K 0.04% -102.0 -25.8% $1064.90 -23.4%
160 ISHARES:GOLD TRUST 4,004.0 $302K 0.04% NEW $75.51
Page 8 of 10  ·  181 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 36.3%
Industrials 22.8%
Utilities 11.2%
Healthcare 8.6%
Consumer Cyclical 5.6%
Energy 3.7%
Communication Services 3.7%
Financial Services 3.7%
Basic Materials 2.3%
Consumer Defensive 2.1%