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Portfolio (Quarterly) Guide ↗

JOHN G ULLMAN & ASSOCIATES INC

· CIK 0000919530
13F Portfolio $754.3B AUM 174 positions Filed May 6, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 10 New 26 Added 97 Reduced 15 Exited
Page 9 of 9  ·  174 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 PHO INVSC WATER RESC PORTFOLIO ETF 3,920.0 $262K 0.04% $66.86 -3.6%
162 NVDA NVIDIA CORP Technology 1,377.0 $240K 0.03% -219.0 -13.7% $174.38 +27.9%
163 ABBV ABBVIE INC Healthcare 1,078.0 $234K 0.03% +23.0 +2.2% $217.49 -1.3%
164 GS GOLDMAN SACHS GROUP INC Financial Services 265.0 $224K 0.03% -4.0 -1.5% $845.99 +10.8%
165 FESM FIDELITY ENHANCED SMALL CAP ET 5,847.0 $222K 0.03% $38.02 +13.2%
166 MXF MEXICO FUND INC Financial Services 10,600.0 $222K 0.03% $20.93 +3.2%
167 QQQ INVSC QQQ TRUST SRS 1 ETF Financial Services 379.0 $219K 0.03% $577.18 +22.0%
168 FTS FORTIS INC F Utilities 3,900.0 $217K 0.03% $55.70 +0.6%
169 VZ VERIZON COMMUNICATIONS I Communication Services 4,288.0 $215K 0.03% NEW $50.20 -5.4%
170 ROCHE HLDG LTD F SPONSORED ADR 4,300.0 $214K 0.03% -1K -18.9% $49.71
171 APH AMPHENOL CORP NEW CLASS A Technology 1,654.0 $209K 0.03% $126.35 -5.3%
172 ASRV AMERISERV FINL INC Financial Services 45,985.0 $166K 0.02% $3.62 +7.7%
173 PCT PURECYCLE TECHNOLOGIES I CLASS Industrials 15,600.0 $81K 0.01% NEW $5.19 +138.5%
174 AVALON ADVANCED MATERIALS INC 18,750.0 $740.0 $0.04
Page 9 of 9  ·  174 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 31.3%
Industrials 18.5%
Utilities 16.5%
Healthcare 9.7%
Energy 7.3%
Communication Services 5.1%
Consumer Cyclical 3.7%
Financial Services 2.5%
Basic Materials 2.4%
Real Estate 1.5%