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Portfolio (Quarterly) Guide ↗

STEPH & CO

· CIK 0000941519
13F Portfolio $351M AUM 301 positions Filed Apr 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 13 New 105 Added 83 Reduced 22 Exited
Page 2 of 16  ·  301 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 MDY State Street SPDR S&P Midcap 400 ETF Financial Services 4,800.0 $3.0M 0.84% -575.0 -10.7% $616.76 +12.9%
22 AAPL Apple Computer Inc Com Technology 11,140.0 $2.8M 0.81% $253.79 +9.6%
23 EFA iShares MSCI EAFE Index ETF 28,080.0 $2.7M 0.78% +5K +21.4% $97.13 +5.9%
24 VONG Vanguard Russell 1000 Growth ETF 22,832.0 $2.5M 0.71% +217.0 +1.0% $109.69 +11.3%
25 GNR State Street SPDR S&P Global Natural Resources ETF 29,825.0 $2.2M 0.64% -5K -14.9% $74.67 -9.4%
26 IWD iShares Russell 1000 Value Index ETF 9,527.0 $2.0M 0.58% -96.0 -1.0% $213.67 +14.1%
27 IJR iShares S & P Smallcap 600 Index ETF 14,677.0 $1.8M 0.52% -4K -19.7% $124.31 +18.0%
28 NIC Nicolet Bankshares Inc Com Financial Services 8,840.0 $1.3M 0.38% -200.0 -2.2% $148.62 +9.1%
29 IWF iShares Russell 1000 Growth ETF 2,861.0 $1.2M 0.35% $426.40 -72.2%
30 JPM J P Morgan Chase & Co Com Financial Services 4,027.0 $1.2M 0.34% $294.16 +12.7%
31 EMXC iShares MSCI Emerging Markets ex China ETF 14,487.0 $1.1M 0.33% +2K +19.9% $78.66 +27.6%
32 XOM Exxon Mobil Corp Com Energy 5,670.0 $962K 0.27% $169.66 -19.4%
33 C Citigroup Inc Com New Financial Services 7,718.0 $875K 0.25% +67.0 +0.9% $113.41 +25.7%
34 PG Procter & Gamble Co Com Consumer Defensive 5,918.0 $855K 0.24% +32.0 +0.5% $144.44 +3.6%
35 JNJ Johnson & Johnson Com Healthcare 3,348.0 $818K 0.23% $244.44 +3.6%
36 WEC WEC Energy Group Inc Com Utilities 6,923.0 $801K 0.23% -100.0 -1.4% $115.77 +1.8%
37 VBK Vanguard Small-Cap Growth ETF 2,602.0 $786K 0.22% +51.0 +2.0% $302.25 +18.3%
38 PM Philip Morris International Inc Consumer Defensive 4,701.0 $777K 0.22% $165.34 +9.0%
39 DUK Duke Energy Corp Com New Utilities 5,904.0 $773K 0.22% -46.0 -0.8% $130.94 -2.4%
40 WFC Wells Fargo & Co New Com Financial Services 9,488.0 $755K 0.21% -360.0 -3.7% $79.61 +5.0%
Page 2 of 16  ·  301 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 30.4%
Technology 16.1%
Industrials 11.6%
Healthcare 8.4%
Utilities 7.2%
Consumer Defensive 6.7%
Consumer Cyclical 6.6%
Energy 6.6%
Communication Services 3.2%
Real Estate 2.0%