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Portfolio (Quarterly) Guide ↗

D. E. Shaw & Co., Inc.

· CIK 0001009207
13F Portfolio $210.2B AUM 6,298 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 Q4 2025 · All 928 New 1723 Added 1597 Reduced 565 Exited
Page 86 of 87  ·  1,723 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1701 HCKT HACKETT GROUP INC Technology 31,712.0 $342K +13K +71.1% $10.77 -3.4%
1702 BAX BAXTER INTL INC Healthcare 15,872.0 $338K +5K +47.8% $21.32 +21.5%
1703 BLUEPORT ACQUISITION LTD 33,270.0 $337K +18K +113.1% $10.13
1704 AGNC PUT AGNC INVT CORP Real Estate 30,100.0 $328K +14K +81.3% $10.90 +0.5%
1705 LMRI LUMEXA IMAGING HOLDINGS INC Healthcare 27,800.0 $314K +11K +69.3% $11.28 +4.7%
1706 AVXL ANAVEX LIFE SCIENCES CORP Healthcare 115,462.0 $299K +71K +157.4% $2.59 +23.9%
1707 INSE INSPIRED ENTMT INC Consumer Cyclical 35,616.0 $294K +18K +104.9% $8.25 -26.9%
1708 ULH UNIVERSAL LOGISTICS HLDGS IN Industrials 18,617.0 $276K +8K +82.7% $14.80 +32.1%
1709 STARRY SEA ACQUISITION CORP 26,201.0 $268K +401.0 +1.6% $10.24
1710 CANOPY GROWTH CORPORATION 279,724.0 $267K +223K +392.9% $0.95
1711 ADAMM ADAMAS TRUST INC. Financial Services 27,533.0 $258K +8K +39.5% $9.38 +171.1%
1712 MVST MICROVAST HOLDINGS INC Industrials 216,000.0 $253K +159K +278.2% $1.17 -31.0%
1713 XGN EXAGEN INC Healthcare 49,712.0 $231K +15K +43.8% $4.65 +44.1%
1714 FLL FULL HSE RESORTS INC Consumer Cyclical 81,899.0 $228K +69K +513.2% $2.79 -21.9%
1715 TTAM TITAN AMER SA Basic Materials 12,030.0 $224K +446.0 +3.9% $18.66 -16.3%
1716 GRNT GRANITE RIDGE RESOURCES INC Energy 47,234.0 $208K +33K +223.4% $4.41 +19.3%
1717 EPM EVOLUTION PETE CORP Energy 46,464.0 $171K +19K +67.8% $3.68 +3.8%
1718 AQST AQUESTIVE THERAPEUTICS INC Healthcare 37,640.0 $157K +19K +107.4% $4.16 +3.1%
1719 SANA SANA BIOTECHNOLOGY INC Healthcare 40,090.0 $140K +1K +3.7% $3.49 +5.4%
1720 AHRT AH RLTY TR INC Financial Services 19,048.0 $135K +5K +35.6% $7.08 -5.9%
Page 86 of 87  ·  1,723 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.3%
Healthcare 11.5%
Consumer Cyclical 11.3%
Industrials 10.3%
Communication Services 7.7%
Energy 4.2%
Basic Materials 3.7%
Consumer Defensive 3.2%
Real Estate 1.7%