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Portfolio (Quarterly) Guide ↗

D. E. Shaw & Co., Inc.

· CIK 0001009207
13F Portfolio $210.2B AUM 6,298 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 928 New 1723 Added 1597 Reduced 565 Exited
Page 27 of 47  ·  928 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
521 SMPL PUT SIMPLY GOOD FOODS CO Consumer Defensive 79,200.0 $1.1M 0.00% NEW $13.28 -17.4%
522 OMC CALL OMNICOM GROUP INC Communication Services 14,300.0 $1.0M NEW $72.83 +18.5%
523 CPRT PUT COPART INC Industrials 36,800.0 $1.0M NEW $28.19 +11.8%
524 CASY PUT CASEYS GEN STORES INC Consumer Cyclical 1,300.0 $1.0M NEW $794.79 +7.6%
525 RELL RICHARDSON ELECTRS LTD Technology 54,336.0 $1.0M NEW $19.01 +0.0%
526 IWX ISHARES TR 9,757.0 $1.0M NEW $105.16 +6.7%
527 AIP CALL ARTERIS INC Technology 21,100.0 $1.0M NEW $48.59 -46.9%
528 NOC PUT NORTHROP GRUMMAN CORP Industrials 2,000.0 $1.0M NEW $509.31 +15.7%
529 ULS CALL UL SOLUTIONS INC Industrials 10,000.0 $1.0M NEW $101.86 -25.4%
530 IMRX IMMUNEERING CORP Healthcare 203,663.0 $1.0M NEW $4.99 +0.8%
531 SLVP ISHARES INC 32,972.0 $1.0M NEW $30.82 +16.7%
532 SUJA LIFE INC 100,000.0 $1.0M NEW $10.16
533 UTL UNITIL CORP Utilities 19,268.0 $1.0M NEW $52.69 +2.3%
534 VOR VOR BIOPHARMA INC Healthcare 54,671.0 $1.0M NEW $18.41 +26.5%
535 SUTRO BIOPHARMA INC 30,128.0 $1.0M NEW $33.20
536 IBCP INDEPENDENT BK CORP MICH Financial Services 27,699.0 $999K NEW $36.07 +5.6%
537 WTW WILLIS TOWERS WATSON PLC LTD Financial Services 3,804.0 $994K NEW $261.37 +25.5%
538 LATA GALATA ACQUISITION CORP II Financial Services 98,418.0 $994K NEW $10.10 +0.8%
539 ALDABRA 4 LQDTY OPP VEH INC 100,001.0 $994K NEW $9.94
540 ILLUMINATION ACQUISITIO CORP 100,000.0 $990K NEW $9.90
Page 27 of 47  ·  928 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.3%
Healthcare 11.5%
Consumer Cyclical 11.3%
Industrials 10.3%
Communication Services 7.7%
Energy 4.2%
Basic Materials 3.7%
Consumer Defensive 3.2%
Real Estate 1.7%