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Portfolio (Quarterly) Guide ↗

D.E. Shaw & Co

· CIK 0001009207
13F Portfolio $166.3B AUM 5,804 positions Filed May 15, 2026 ← All Funds
Q1 2026 Q4 2025 · All 711 New 1370 Added 1926 Reduced 799 Exited
Page 208 of 224  ·  4,470 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4141 AURORA CANNABIS INC 74,117.0 $243K -2K -2.5% $3.28
4142 BROS CALL DUTCH BROS INC Consumer Cyclical 4,800.0 $243K -142K -96.7% $50.66 +4.5%
4143 ASCENDIS PHARMA A/S 1,062.0 $243K -125K -99.2% $228.73
4144 TRNS CALL TRANSCAT INC Industrials 3,300.0 $242K -11K -77.2% $73.45 -3.7%
4145 HENNESSY CAP INVT CORP VII 850,000.0 $242K $0.28
4146 FWD AB ACTIVE ETFS INC 2,227.0 $242K $108.56 +20.5%
4147 UHT UNIVERSAL HEALTH RLTY INCOME Real Estate 5,963.0 $241K NEW $40.47 +1.0%
4148 HCKT HACKETT GROUP INC Technology 18,534.0 $241K -69K -78.9% $13.01 -27.6%
4149 TDUP THREDUP INC Consumer Cyclical 73,464.0 $241K -103K -58.4% $3.28 +25.4%
4150 TREX PUT TREX INC Industrials 6,600.0 $240K $36.42 -0.0%
4151 CRY ARTIVION INC 6,526.0 $239K +1K +26.6% $36.62 -51.2%
4152 UFCS UNITED FIRE GROUP INC Financial Services 6,435.0 $238K -300.0 -4.5% $37.06 +32.5%
4153 HP HELMERICH & PAYNE INC Energy 6,515.0 $235K NEW $36.03 +15.0%
4154 EUSA ISHARES INC 2,304.0 $234K $101.77 +6.5%
4155 FRO FRONTLINE PLC Energy 6,705.0 $234K -354K -98.1% $34.86 +7.7%
4156 RING ISHARES INC 2,930.0 $231K NEW $78.98 -6.8%
4157 FUTU FUTU HLDGS LTD Financial Services 1,688.0 $231K +262.0 +18.4% $136.76 -8.5%
4158 FISI FINANCIAL INSTITUTIONS INC Financial Services 7,253.0 $230K -7K -50.5% $31.71 +8.1%
4159 CNP CENTERPOINT ENERGY INC Utilities 5,312.0 $229K -2K -29.1% $43.16 -1.5%
4160 FLQM FRANKLIN TEMPLETON ETF TR 4,152.0 $228K $54.93 +1.5%
Page 208 of 224  ·  4,470 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Consumer Cyclical 12.8%
Healthcare 12.4%
Financial Services 12.1%
Industrials 11.1%
Communication Services 7.1%
Basic Materials 4.9%
Energy 4.9%
Consumer Defensive 4.8%
Real Estate 2.1%