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Portfolio (Quarterly) Guide ↗

THOMPSON DAVIS & CO., INC.

· CIK 0001017284
13F Portfolio $150M AUM 141 positions Filed Apr 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 29 New 24 Added 53 Reduced 45 Exited
Page 2 of 2  ·  24 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 CVU CPI AEROSTRUCTURES INC Industrials 31,375.0 $123K 0.08% +2K +7.0% $3.92 +14.3%
22 LTRX LANTRONIX INC Technology 18,950.0 $99K 0.07% +2K +14.8% $5.24 +35.1%
23 STXS STEREOTAXIS INC Healthcare 29,999.0 $55K 0.04% +5K +19.1% $1.84 +4.3%
24 IRIX IRIDEX CORP Healthcare 47,444.0 $48K 0.03% +19K +66.5% $1.01 +0.0%
Page 2 of 2  ·  24 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Basic Materials 52.3%
Industrials 20.7%
Technology 8.1%
Financial Services 5.5%
Healthcare 4.0%
Communication Services 2.5%
Consumer Defensive 2.2%
Consumer Cyclical 1.9%
Utilities 1.5%
Energy 1.3%