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Portfolio (Quarterly) Guide ↗

THOMPSON DAVIS & CO., INC.

· CIK 0001017284
13F Portfolio $150M AUM 141 positions Filed Apr 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 29 New 24 Added 53 Reduced 45 Exited
Page 2 of 2  ·  29 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 BDSX BIODESIX INC Healthcare 11,750.0 $170K 0.11% NEW $14.50 +3.0%
22 ADTRAN HOLDINGS INC 11,865.0 $149K 0.10% NEW $12.58
23 RCEL AVITA MEDICAL INC Healthcare 39,050.0 $144K 0.10% NEW $3.70 +23.8%
24 UAMY UNITED STATES ANTIMONY CORP Basic Materials 15,325.0 $134K 0.09% NEW $8.73 -3.6%
25 TZOO TRAVELZOO Communication Services 14,550.0 $86K 0.06% NEW $5.92 +69.4%
26 USEG U S ENERGY CORP DEL Energy 80,777.0 $71K 0.05% NEW $0.88 +10.0%
27 CNVS CINEVERSE CORP Communication Services 24,150.0 $58K 0.04% NEW $2.40 +2.1%
28 INDO INDONESIA ENERGY CORP LTD Energy 15,300.0 $53K 0.04% NEW $3.44 -5.8%
29 JELD JELD-WEN HLDG INC Industrials 16,250.0 $20K 0.01% NEW $1.24 +40.3%
Page 2 of 2  ·  29 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Basic Materials 52.3%
Industrials 20.7%
Technology 8.1%
Financial Services 5.5%
Healthcare 4.0%
Communication Services 2.5%
Consumer Defensive 2.2%
Consumer Cyclical 1.9%
Utilities 1.5%
Energy 1.3%