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Portfolio (Quarterly) Guide ↗

THOMPSON DAVIS & CO., INC.

· CIK 0001017284
13F Portfolio $167M AUM Filed Jan 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 157 New
Page 8 of 8  ·  157 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 APPS DIGITAL TURBINE INC Technology 13,350.0 $67K 0.04% NEW $5.00 -3.8%
142 STXS STEREOTAXIS INC Healthcare 25,199.0 $57K 0.03% NEW $2.28 -14.5%
143 SLI STANDARD LITHIUM LTD Basic Materials 11,250.0 $50K 0.03% NEW $4.47 -13.9%
144 VFF VILLAGE FARMS INTL INC Consumer Defensive 11,800.0 $43K 0.03% NEW $3.65 -30.4%
145 SLND SOUTHLAND HLDGS INC Industrials 12,500.0 $42K 0.03% NEW $3.32 -59.0%
146 NPWR NET POWER INC Industrials 18,111.0 $41K 0.03% NEW $2.28 -10.1%
147 SATL SATELLOGIC INC Technology 21,665.0 $41K 0.02% NEW $1.87 +474.3%
148 IRIX IRIDEX CORP Healthcare 28,500.0 $32K 0.02% NEW $1.14 -8.8%
149 CAMBIUM NETWORKS CORP 20,000.0 $29K 0.02% NEW $1.44
150 PZG PARAMOUNT GOLD NEV CORP Basic Materials 21,055.0 $27K 0.02% NEW $1.26 +3.2%
151 SOTHERLY HOTELS INC 12,000.0 $26K 0.01% NEW $2.15
152 GPRO GOPRO INC Technology 16,750.0 $24K 0.01% NEW $1.41 -14.9%
153 KLTR KALTURA INC Technology 12,000.0 $20K 0.01% NEW $1.64 -8.5%
154 XPL SOLITARIO RESOURCES CORP Basic Materials 20,333.0 $14K 0.01% NEW $0.70 +18.5%
155 TRX GOLD CORPORATION 14,222.0 $13K 0.01% NEW $0.92
156 CDLX CARDLYTICS INC Communication Services 11,321.0 $13K 0.01% NEW $1.14 -36.8%
157 AMPLITECH GROUP INC 32,784.0 $3K 0.00% NEW $0.08
Page 8 of 8  ·  157 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Basic Materials 51.4%
Industrials 18.1%
Technology 9.5%
Financial Services 7.1%
Healthcare 4.7%
Communication Services 2.9%
Consumer Cyclical 2.9%
Consumer Defensive 1.7%
Utilities 1.0%
Energy 0.7%