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Portfolio (Quarterly) Guide ↗

THOMPSON DAVIS & CO., INC.

· CIK 0001017284
13F Portfolio $150M AUM 141 positions Filed Apr 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 29 New 24 Added 53 Reduced 45 Exited
Page 5 of 8  ·  141 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 AAOI APPLIED OPTOELECTRONICS INC Technology 3,659.0 $310K 0.21% NEW $84.59 +114.6%
82 VXF VANGUARD INDEX FDS 1,492.0 $307K 0.20% $205.80 +12.2%
83 SPIN SSGA ACTIVE TR 9,890.0 $302K 0.20% +2K +25.6% $30.53 +5.4%
84 ELECTROVAYA INC 37,925.0 $297K 0.20% -2K -5.7% $7.82
85 SATL SATELLOGIC INC Technology 54,325.0 $296K 0.20% +33K +150.8% $5.44 +95.0%
86 XLV SELECT SECTOR SPDR TR 2,014.0 $295K 0.20% -320.0 -13.7% $146.61 +2.2%
87 VIKING HOLDINGS LTD 3,975.0 $292K 0.20% -150.0 -3.6% $73.48
88 RSP INVESCO EXCHANGE TRADED FD T 1,491.0 $286K 0.19% $191.92 +7.6%
89 SPY STATE STR SPDR S&P 500 ETF T Financial Services 440.0 $286K 0.19% -64.0 -12.7% $650.34 +14.7%
90 XOM EXXON MOBIL CORP Energy 1,681.0 $285K 0.19% -250.0 -12.9% $169.66 -8.7%
91 JEPQ J P MORGAN EXCHANGE TRADED F 4,915.0 $273K 0.18% -2K -32.3% $55.52 +8.4%
92 FLOTEK INDUSTRIES INC 16,050.0 $272K 0.18% NEW $16.97
93 ESOA ENERGY SERVICES OF AMER CORP Industrials 20,350.0 $267K 0.18% -28K -57.6% $13.13 +33.1%
94 VONV VANGUARD SCOTTSDALE FDS 2,713.0 $254K 0.17% $93.75 +10.6%
95 TGEN TECOGEN INC NEW Industrials 99,000.0 $253K 0.17% -21K -17.8% $2.56 +124.2%
96 VIOO VANGUARD ADMIRAL FDS INC 2,175.0 $250K 0.17% $114.83 +10.6%
97 NOC NORTHROP GRUMMAN CORP Industrials 361.0 $246K 0.16% $682.24 -18.6%
98 EFIV SPDR SERIES TRUST 3,880.0 $245K 0.16% $63.08 +14.0%
99 VSAT VIASAT INC Technology 5,250.0 $240K 0.16% NEW $45.80 +62.8%
100 MDY STATE STR SPDR S&P MIDCAP 40 Financial Services 384.0 $237K 0.16% -86.0 -18.3% $616.76 +8.7%
Page 5 of 8  ·  141 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Basic Materials 52.3%
Industrials 20.7%
Technology 8.1%
Financial Services 5.5%
Healthcare 4.0%
Communication Services 2.5%
Consumer Defensive 2.2%
Consumer Cyclical 1.9%
Utilities 1.5%
Energy 1.3%