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Portfolio (Quarterly) Guide ↗

UHLMANN PRICE SECURITIES, LLC

· CIK 0001035344
13F Portfolio $2.7B AUM 349 positions Filed Jul 24, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 50 New 107 Added 80 Reduced 13 Exited
Page 5 of 6  ·  107 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 REGN REGENERON PHARMACEUTICALS Healthcare 496.0 $309K 0.01% +60.0 +13.8% $623.54 +30.7%
82 WIW WESTERN AST INFL LKD OPP & I Financial Services 36,471.0 $306K 0.01% +791.0 +2.2% $8.40 -0.5%
83 RA BROOKFIELD REAL ASSETS INCOM Financial Services 22,155.0 $285K 0.01% +2K +12.5% $12.88 -1.9%
84 DOCU DOCUSIGN INC Technology 6,375.0 $283K 0.01% +915.0 +16.8% $44.42 +33.6%
85 RVT ROYCE SMALL CAP TRUST INC Financial Services 14,809.0 $274K 0.01% +735.0 +5.2% $18.47 +1.6%
86 TRIP TRIPADVISOR INC Consumer Cyclical 19,570.0 $268K 0.01% +3K +17.1% $13.71 -28.0%
87 VTEB VANGUARD MUN BD FDS 5,241.0 $265K 0.01% +176.0 +3.5% $50.58 -2.1%
88 CVX CHEVRON CORPORATION Energy 1,590.0 $263K 0.01% +426.0 +36.6% $165.70 +20.9%
89 TSI TCW STRATEGIC INCOME FD INC Financial Services 58,079.0 $262K 0.01% +8K +15.6% $4.51 -2.4%
90 IAE VOYA ASIA PAC HIGH DIV EQT I Financial Services 27,943.0 $259K 0.01% +631.0 +2.3% $9.27 -3.9%
91 MO ALTRIA GROUP INC Consumer Defensive 3,371.0 $243K 0.01% +49.0 +1.5% $71.96 -3.9%
92 G GENPACT LIMITED Technology 8,065.0 $222K 0.01% +1K +15.1% $27.50 +34.1%
93 GM GENERAL MTRS CO Consumer Cyclical 2,787.0 $215K 0.01% +41.0 +1.5% $77.08 +12.0%
94 FPF FIRST TR INTER DURATN PFD & Financial Services 11,745.0 $213K 0.01% +257.0 +2.2% $18.17 -2.2%
95 HBAN HUNTINGTON BANCSHARES INC Financial Services 12,019.0 $213K 0.01% +154.0 +1.3% $17.73 -3.9%
96 VTRS VIATRIS INC Healthcare 12,897.0 $205K 0.01% +2K +20.9% $15.88 +6.1%
97 FCT FIRST TR SR FLTG RATE INCOME Financial Services 20,852.0 $201K 0.01% +606.0 +3.0% $9.66 +0.1%
98 TEI TEMPLETON EMERGING MKTS INCO Financial Services 29,786.0 $201K 0.01% +639.0 +2.2% $6.74 +1.2%
99 FBDC FIRST TR EXCHNG TRADED FD VI 10,899.0 $185K 0.01% +321.0 +3.0% $16.95 +4.7%
100 SABA SABA CAPITAL INCOME & OPPORT Financial Services 21,063.0 $176K 0.01% +6K +43.4% $8.35 -1.9%
Page 5 of 6  ·  107 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 93.7%
Financial Services 2.3%
Healthcare 0.8%
Consumer Defensive 0.7%
Utilities 0.5%
Consumer Cyclical 0.4%
Energy 0.4%
Industrials 0.4%
Communication Services 0.3%
Basic Materials 0.2%