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Portfolio (Quarterly) Guide ↗

ABNER HERRMAN & BROCK LLC

· CIK 0001038661
13F Portfolio $1.1B AUM 111 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 10 New 24 Added 35 Reduced 7 Exited
Page 2 of 2  ·  24 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 CAT CATERPILLAR INC Industrials 402.0 $428K 0.04% +61.0 +17.9% $1064.68 -23.4%
22 VOO VANGUARD S&P 500 ETF 585.0 $402K 0.04% +57.0 +10.8% $687.18 +2.0%
23 UNP UNION PACIFIC CORP Industrials 1,447.0 $394K 0.04% +47.0 +3.4% $272.29 +11.6%
24 MRSH MARSH Financial Services 1,702.0 $284K 0.03% +12.0 +0.7% $166.86 +14.0%
Page 2 of 2  ·  24 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 36.9%
Financial Services 17.0%
Consumer Cyclical 11.8%
Healthcare 10.6%
Communication Services 10.4%
Industrials 8.6%
Consumer Defensive 2.6%
Energy 1.8%
Basic Materials 0.1%
Utilities 0.1%