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Portfolio (Quarterly) Guide ↗

ABNER HERRMAN & BROCK LLC

· CIK 0001038661
13F Portfolio $1.1B AUM 111 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 10 New 24 Added 35 Reduced 7 Exited
Page 4 of 6  ·  111 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 ET ENERGY TRANSFER LP Energy 35,000.0 $669K 0.06% $19.11 +10.8%
62 ABBV ABBVIE INC Healthcare 2,515.0 $633K 0.06% -258.0 -9.3% $251.69 +5.7%
63 CSCO CISCO SYSTEMS INC Technology 5,307.0 $623K 0.06% +544.0 +11.4% $117.39 -5.8%
64 O REALTY INCOME CORP Real Estate 10,000.0 $620K 0.06% $62.00 +1.5%
65 MMM 3M CO Industrials 3,700.0 $599K 0.06% $161.89 +11.6%
66 EW EDWARDS LIFESCIENCES CORP Healthcare 6,579.0 $595K 0.06% -800.0 -10.8% $90.44 +2.0%
67 BMY BRISTOL-MYERS SQUIBB CO Healthcare 10,000.0 $576K 0.06% $57.60 +17.4%
68 COST COSTCO WHOLESALE CORP Consumer Defensive 575.0 $538K 0.05% +59.0 +11.4% $935.65 +2.3%
69 HIG HARTFORD INSURANCE GROUP INC Financial Services 4,000.0 $530K 0.05% $132.50 +3.8%
70 GL GLOBE LIFE INC Financial Services 2,843.0 $508K 0.05% +143.0 +5.3% $178.68 -4.0%
71 ORI OLD REPUBLIC INTL CORP Financial Services 12,375.0 $506K 0.05% $40.89 +2.4%
72 IWF ISHARES RUSSELL 1000 GROWTH 3,998.0 $496K 0.05% +3K +291.2% $124.06 -1.1%
73 NVS NOVARTIS AG-SPONSORED ADR Healthcare 3,000.0 $470K 0.04% $156.67 +2.3%
74 IVV ISHARES CORE S&P 500 ETF 597.0 $447K 0.04% +10.0 +1.7% $748.74 +3.2%
75 SPDR PORTFOLIO S&P 500 ETF 4,950.0 $435K 0.04% $87.88
76 CAT CATERPILLAR INC Industrials 402.0 $428K 0.04% +61.0 +17.9% $1064.68 -23.3%
77 COP CONOCOPHILLIPS Energy 4,110.0 $427K 0.04% $103.89 +25.7%
78 VOO VANGUARD S&P 500 ETF 585.0 $402K 0.04% +57.0 +10.8% $687.18 +2.9%
79 UNP UNION PACIFIC CORP Industrials 1,447.0 $394K 0.04% +47.0 +3.4% $272.29 +10.8%
80 TOTALENERGIES SE 5,000.0 $389K 0.04% $77.80
Page 4 of 6  ·  111 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 36.9%
Financial Services 17.0%
Consumer Cyclical 11.8%
Healthcare 10.6%
Communication Services 10.4%
Industrials 8.6%
Consumer Defensive 2.6%
Energy 1.8%
Basic Materials 0.1%
Utilities 0.1%