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Portfolio (Quarterly) Guide ↗

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

· CIK 0001079935
13F Portfolio $4.9B AUM 1,014 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 64 New 274 Added 207 Reduced 22 Exited
Page 14 of 14  ·  274 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 MDT MEDTRONIC PLC Healthcare 2,799.0 $243K 0.01% +208.0 +8.0% $86.64 -12.1%
262 GRPM INVESCO EXCHANGE TRADED FD T 2,030.0 $240K 0.01% +57.0 +2.9% $118.23 +6.5%
263 ROK ROCKWELL AUTOMATION INC Industrials 667.0 $240K 0.01% +4.0 +0.6% $359.11 +25.0%
264 FGD FIRST TR EXCHANGE-TRADED FD 7,411.0 $237K 0.01% +158.0 +2.2% $31.93 +5.7%
265 AXON AXON ENTERPRISE INC Industrials 549.0 $233K 0.01% +22.0 +4.2% $424.69 -6.0%
266 ARCC ARES CAPITAL CORP Financial Services 12,877.0 $232K 0.01% +189.0 +1.5% $18.02 +3.9%
267 IDMO INVESCO EXCH TRADED FD TR II 4,226.0 $232K 0.01% +378.0 +9.8% $54.84 +7.9%
268 ISRG INTUITIVE SURGICAL INC Healthcare 498.0 $230K 0.01% +72.0 +16.9% $460.99 -8.6%
269 RFV INVESCO EXCHANGE TRADED FD T 1,746.0 $227K 0.01% +9.0 +0.5% $129.99 +4.9%
270 SDVY FIRST TR EXCHANGE TRADED FD 5,723.0 $226K 0.01% +399.0 +7.5% $39.43 +4.2%
271 SMLV SPDR SERIES TRUST 1,575.0 $216K 0.00% +8.0 +0.5% $137.09 +6.2%
272 SAN BANCO SANTANDER SA Financial Services 17,959.0 $203K 0.00% +2K +9.3% $11.28 +4.1%
273 AON AON PLC Financial Services 623.0 $201K 0.00% +7.0 +1.1% $322.87 +1.1%
274 DHR DANAHER CORP DEL Healthcare 1,057.0 $200K 0.00% +27.0 +2.6% $189.65 -14.6%
Page 14 of 14  ·  274 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 27.9%
Technology 22.1%
Communication Services 11.6%
Healthcare 9.9%
Industrials 9.0%
Consumer Cyclical 7.5%
Consumer Defensive 5.3%
Utilities 3.2%
Basic Materials 1.3%
Energy 1.3%