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Portfolio (Quarterly) Guide ↗

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

· CIK 0001079935
13F Portfolio $4.9B AUM 1,014 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 64 New 274 Added 207 Reduced 22 Exited
Page 2 of 14  ·  274 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 SPY STATE STR SPDR S&P 500 ETF T Financial Services 33,853.0 $22.0M 0.45% +2K +5.8% $650.34 +13.6%
22 DEM WISDOMTREE TR 418,760.0 $20.8M 0.42% +9K +2.2% $49.69 +7.3%
23 VEA VANGUARD TAX-MANAGED FDS 294,834.0 $18.9M 0.38% +23K +8.5% $64.08 +8.5%
24 IVV ISHARES TR 28,186.0 $18.4M 0.37% +2K +8.8% $653.21 +13.6%
25 NVDA NVIDIA CORPORATION Technology 90,497.0 $15.8M 0.32% +4K +4.8% $174.40 +29.2%
26 WELL WELLTOWER INC Real Estate 62,129.0 $12.3M 0.25% +13K +25.9% $197.71 +8.1%
27 QQQM INVESCO EXCH TRADED FD TR II 51,246.0 $12.2M 0.25% +2K +4.7% $237.62 +22.3%
28 VTI VANGUARD INDEX FDS 37,748.0 $12.1M 0.24% +3K +9.6% $320.81 +13.0%
29 IVW ISHARES TR 99,242.0 $11.2M 0.23% +18K +21.6% $113.11 +20.1%
30 KO COCA COLA CO Consumer Defensive 145,259.0 $11.0M 0.22% +48K +49.9% $76.05 +6.3%
31 CGDV CAPITAL GROUP DIVIDEND VALUE 256,008.0 $10.9M 0.22% +12K +5.0% $42.54 +12.1%
32 ITOT ISHARES TR 75,414.0 $10.7M 0.22% +2K +2.8% $142.43 +13.0%
33 SCHZ SCHWAB STRATEGIC TR 415,126.0 $9.6M 0.20% +10K +2.5% $23.22 -1.3%
34 BERKSHIRE HATHAWAY INC DEL 18,639.0 $8.9M 0.18% +304.0 +1.7% $479.21
35 CGGO CAPITAL GROUP GBL GROWTH EQT 248,107.0 $8.3M 0.17% +8K +3.3% $33.37 +15.5%
36 GOOG ALPHABET INC Communication Services 28,686.0 $8.2M 0.17% +561.0 +2.0% $286.86 +37.1%
37 JPM JPMORGAN CHASE & CO Financial Services 24,607.0 $7.2M 0.15% +206.0 +0.8% $294.16 +1.2%
38 IXN ISHARES TR 71,378.0 $7.1M 0.14% +972.0 +1.4% $99.97 +31.0%
39 DFCF DIMENSIONAL ETF TRUST 165,132.0 $7.0M 0.14% +9K +5.7% $42.22 -0.7%
40 SCHK SCHWAB STRATEGIC TR 217,827.0 $6.8M 0.14% +12K +6.0% $31.33 +13.2%
Page 2 of 14  ·  274 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 27.9%
Technology 22.1%
Communication Services 11.6%
Healthcare 9.9%
Industrials 9.0%
Consumer Cyclical 7.5%
Consumer Defensive 5.3%
Utilities 3.2%
Basic Materials 1.3%
Energy 1.3%