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Portfolio (Quarterly) Guide ↗

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

· CIK 0001079935
13F Portfolio $4.9B AUM 1,014 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 64 New 274 Added 207 Reduced 22 Exited
Page 4 of 14  ·  274 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 LVHI LEGG MASON ETF INVT 100,673.0 $4.1M 0.08% +8K +8.4% $40.54 +1.9%
62 DUHP DIMENSIONAL ETF TRUST 109,843.0 $4.0M 0.08% +3K +2.6% $36.76 +8.3%
63 XLI SELECT SECTOR SPDR TR 22,277.0 $3.6M 0.07% +633.0 +2.9% $161.73 +5.6%
64 COST COSTCO WHOLESALE CORPORATION Consumer Defensive 3,577.0 $3.6M 0.07% +173.0 +5.1% $996.39 +5.3%
65 PVAL PUTNAM ETF TRUST 76,270.0 $3.5M 0.07% +41K +114.6% $46.40 +7.3%
66 IMTM ISHARES TR 73,150.0 $3.5M 0.07% +3K +4.5% $48.02 +8.5%
67 USMV ISHARES TR 37,508.0 $3.5M 0.07% +1K +3.8% $92.74 +3.5%
68 RDVY FIRST TR EXCHANGE TRADED FD 49,990.0 $3.4M 0.07% +3K +5.6% $68.28 +8.1%
69 MTUM ISHARES TR 13,396.0 $3.2M 0.07% +1K +10.5% $239.99 +22.6%
70 TSPA T ROWE PRICE ETF INC 77,853.0 $3.2M 0.06% +1K +1.5% $40.90 +14.2%
71 VXUS VANGUARD STAR FDS 39,138.0 $3.0M 0.06% +5K +13.0% $77.11 +8.3%
72 XAR SPDR SERIES TRUST 11,210.0 $2.8M 0.06% +56.0 +0.5% $253.97 +3.6%
73 SCHG SCHWAB STRATEGIC TR 96,208.0 $2.8M 0.06% +4K +4.8% $29.13 +17.4%
74 BKLN INVESCO EXCH TRADED FD TR II 126,615.0 $2.6M 0.05% +24K +23.6% $20.41 +0.5%
75 BALT INNOVATOR ETFS TRUST 76,755.0 $2.6M 0.05% +5K +6.5% $33.46 +1.8%
76 COWG PACER FDS TR 74,172.0 $2.5M 0.05% +4K +6.4% $33.74 +10.0%
77 ADVISORS INNER CIRCLE FD II 90,211.0 $2.5M 0.05% +14K +18.0% $27.33
78 USIG ISHARES TR 47,750.0 $2.4M 0.05% +974.0 +2.1% $51.23 -1.0%
79 GOVT ISHARES TR 104,093.0 $2.4M 0.05% +46K +79.9% $22.91 -1.5%
80 AMGN AMGEN INC Healthcare 6,650.0 $2.3M 0.05% +290.0 +4.6% $351.83 -7.8%
Page 4 of 14  ·  274 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 27.9%
Technology 22.1%
Communication Services 11.6%
Healthcare 9.9%
Industrials 9.0%
Consumer Cyclical 7.5%
Consumer Defensive 5.3%
Utilities 3.2%
Basic Materials 1.3%
Energy 1.3%