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Portfolio (Quarterly) Guide ↗

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

· CIK 0001079935
13F Portfolio $5.0B AUM 948 positions Filed Feb 6, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 605 New
Page 11 of 31  ·  605 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 HELO J P MORGAN EXCHANGE TRADED F 22,734.0 $1.5M 0.03% NEW $66.43 +1.9%
202 SCHM SCHWAB STRATEGIC TR 49,910.0 $1.5M 0.03% NEW $30.07 +12.7%
203 SMH VANECK ETF TRUST 4,167.0 $1.5M 0.03% NEW $360.12 +55.8%
204 V VISA INC Financial Services 4,232.0 $1.5M 0.03% NEW $350.71 -7.2%
205 CIBR FIRST TR EXCHANGE TRADED FD 20,731.0 $1.5M 0.03% NEW $71.45 +11.1%
206 BND VANGUARD BD INDEX FDS 19,981.0 $1.5M 0.03% NEW $74.07 -1.7%
207 IUSB ISHARES TR 31,460.0 $1.5M 0.03% NEW $46.54 -1.7%
208 CDE COEUR MNG INC Basic Materials 81,676.0 $1.5M 0.03% NEW $17.83 +1.0%
209 FEMB FIRST TR EXCH TRADED FD III 47,129.0 $1.4M 0.03% NEW $29.80 -1.8%
210 ACWV ISHARES INC 11,826.0 $1.4M 0.03% NEW $118.75 +2.0%
211 INNOVATOR ETFS TRUST 46,922.0 $1.4M 0.03% NEW $29.05
212 GS GOLDMAN SACHS GROUP INC Financial Services 1,550.0 $1.4M 0.03% NEW $878.89 +8.6%
213 ITA ISHARES TR 6,304.0 $1.4M 0.03% NEW $214.67 +2.1%
214 EMB ISHARES TR 14,053.0 $1.4M 0.03% NEW $96.28 -1.6%
215 VTIP VANGUARD MALVERN FDS 27,312.0 $1.4M 0.03% NEW $49.46 +1.9%
216 XLK SELECT SECTOR SPDR TR 9,300.0 $1.3M 0.03% NEW $143.96 +22.9%
217 TDG TRANSDIGM GROUP INC Industrials 1,006.0 $1.3M 0.03% NEW $1329.36 -12.2%
218 EEM ISHARES TR 24,408.0 $1.3M 0.03% NEW $54.71 +19.9%
219 GOVT ISHARES TR 57,875.0 $1.3M 0.03% NEW $23.03 -2.0%
220 RTX RTX CORPORATION Industrials 7,195.0 $1.3M 0.03% NEW $183.41 -6.4%
Page 11 of 31  ·  605 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.8%
Communication Services 13.6%
Financial Services 13.5%
Healthcare 9.8%
Consumer Cyclical 8.0%
Industrials 5.0%
Consumer Defensive 3.5%
Utilities 2.2%
Basic Materials 2.0%
Energy 0.9%