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Portfolio (Quarterly) Guide ↗

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

· CIK 0001079935
13F Portfolio $5.0B AUM 948 positions Filed Feb 6, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 605 New
Page 25 of 31  ·  605 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
481 WM WASTE MGMT INC DEL Industrials 1,494.0 $328K 0.01% NEW $219.72 -0.4%
482 JCI JOHNSON CTLS INTL PLC Industrials 2,718.0 $325K 0.01% NEW $119.75 +20.1%
483 RWL INVESCO EXCH TRADED FD TR II 2,836.0 $325K 0.01% NEW $114.52 +8.6%
484 HSCZ ISHARES TR 8,277.0 $322K 0.01% NEW $38.91 +9.1%
485 CCNE CNB FINL CORP PA Financial Services 12,281.0 $321K 0.01% NEW $26.17 +12.3%
486 PJAN INNOVATOR ETFS TRUST 6,819.0 $321K 0.01% NEW $47.02 +4.1%
487 DB DEUTSCHE BANK A G Financial Services 8,280.0 $319K 0.01% NEW $38.56 -17.7%
488 SPYX SPDR SERIES TRUST 5,543.0 $311K 0.01% NEW $56.18 +7.5%
489 MDYV SPDR SERIES TRUST 3,660.0 $310K 0.01% NEW $84.66 +4.8%
490 DIM WISDOMTREE TR 3,830.0 $309K 0.01% NEW $80.56 +7.2%
491 QDEC FIRST TR EXCHNG TRADED FD VI 9,481.0 $308K 0.01% NEW $32.53 +7.8%
492 ACN ACCENTURE PLC IRELAND Technology 1,148.0 $308K 0.01% NEW $268.30 -37.1%
493 PMAY INNOVATOR ETFS TRUST 7,754.0 $307K 0.01% NEW $39.59 +3.4%
494 BK BANK NEW YORK MELLON CORP Financial Services 2,633.0 $306K 0.01% NEW $116.11 +16.3%
495 TMFG RBB FD INC 10,052.0 $303K 0.01% NEW $30.16 +1.4%
496 CNP CENTERPOINT ENERGY INC Utilities 7,853.0 $301K 0.01% NEW $38.34 +11.0%
497 PANW PALO ALTO NETWORKS INC Technology 1,634.0 $301K 0.01% NEW $184.20 +29.3%
498 NZF NUVEEN MUNICIPAL CREDIT INC Financial Services 23,912.0 $301K 0.01% NEW $12.58 -1.9%
499 SDY SPDR SERIES TRUST 2,162.0 $301K 0.01% NEW $139.13 +5.0%
500 XLSR SSGA ACTIVE TR 4,826.0 $301K 0.01% NEW $62.31 +4.8%
Page 25 of 31  ·  605 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.8%
Communication Services 13.6%
Financial Services 13.5%
Healthcare 9.8%
Consumer Cyclical 8.0%
Industrials 5.0%
Consumer Defensive 3.5%
Utilities 2.2%
Basic Materials 2.0%
Energy 0.9%