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Portfolio (Quarterly) Guide ↗

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

· CIK 0001079935
13F Portfolio $5.0B AUM 948 positions Filed Feb 6, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 605 New
Page 27 of 31  ·  605 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
521 CME CME GROUP INC Financial Services 996.0 $272K 0.01% NEW $272.98 +9.5%
522 SO SOUTHERN CO Utilities 3,111.0 $271K 0.01% NEW $87.20 +7.4%
523 USXF ISHARES TR 4,636.0 $267K 0.01% NEW $57.59 +14.3%
524 FJAN FIRST TR EXCHNG TRADED FD VI 5,154.0 $267K 0.01% NEW $51.75 +5.1%
525 HOOD ROBINHOOD MKTS INC Financial Services 2,340.0 $265K 0.01% NEW $113.09 -28.6%
526 ICOW PACER FDS TR 6,834.0 $264K 0.01% NEW $38.68 +15.7%
527 PJUL INNOVATOR ETFS TRUST 5,598.0 $260K 0.01% NEW $46.43 +4.0%
528 URTH ISHARES INC 1,396.0 $259K 0.01% NEW $185.80 +7.6%
529 DDEC FIRST TR EXCHNG TRADED FD VI 5,737.0 $259K 0.01% NEW $45.09 +4.0%
530 ROK ROCKWELL AUTOMATION INC Industrials 663.0 $258K 0.01% NEW $389.33 +17.3%
531 IVT INVENTRUST PPTYS CORP Real Estate 9,148.0 $258K 0.01% NEW $28.21 +11.0%
532 CMCSA COMCAST CORP NEW Communication Services 8,624.0 $258K 0.01% NEW $29.89 -17.2%
533 BMY BRISTOL-MYERS SQUIBB CO Healthcare 4,776.0 $258K 0.01% NEW $53.94 +5.7%
534 ARCC ARES CAPITAL CORP Financial Services 12,688.0 $257K 0.01% NEW $20.23 -6.6%
535 FNDA SCHWAB STRATEGIC TR 8,121.0 $256K 0.01% NEW $31.51 +10.7%
536 LGLV SPDR SERIES TRUST 1,452.0 $255K 0.01% NEW $175.62 +0.4%
537 APUE TRUST FOR PROFESSIONAL MANAG 6,117.0 $255K 0.01% NEW $41.67 +8.4%
538 VLO VALERO ENERGY CORP Energy 1,565.0 $255K 0.01% NEW $162.78 +50.4%
539 EBAY EBAY INC. Consumer Cyclical 2,882.0 $251K 0.01% NEW $87.10 +30.0%
540 FFEB FIRST TR EXCHNG TRADED FD VI 4,426.0 $251K 0.01% NEW $56.62 +6.6%
Page 27 of 31  ·  605 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.8%
Communication Services 13.6%
Financial Services 13.5%
Healthcare 9.8%
Consumer Cyclical 8.0%
Industrials 5.0%
Consumer Defensive 3.5%
Utilities 2.2%
Basic Materials 2.0%
Energy 0.9%