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Portfolio (Quarterly) Guide ↗

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

· CIK 0001079935
13F Portfolio $5.0B AUM 948 positions Filed Feb 6, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 605 New
Page 6 of 31  ·  605 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 CGCB CAPITAL GRP FIXED INCM ETF T 183,483.0 $4.9M 0.10% NEW $26.52 -2.0%
102 AVDV AMERICAN CENTY ETF TR 51,351.0 $4.8M 0.10% NEW $93.97 +14.7%
103 IJJ ISHARES TR 36,272.0 $4.8M 0.10% NEW $131.59 +4.8%
104 USHY ISHARES TR 121,502.0 $4.5M 0.09% NEW $37.39 -1.6%
105 COWZ PACER FDS TR 71,329.0 $4.3M 0.09% NEW $60.17 +4.6%
106 VO VANGUARD INDEX FDS 14,751.0 $4.3M 0.09% NEW $290.22 -73.6%
107 DFLV DIMENSIONAL ETF TRUST 123,022.0 $4.2M 0.09% NEW $34.21 +11.2%
108 SLYG SPDR SERIES TRUST 44,396.0 $4.2M 0.08% NEW $94.19 +12.4%
109 DBEF DBX ETF TR 85,719.0 $4.1M 0.08% NEW $48.11 +7.3%
110 AIRR FIRST TR EXCHANGE TRADED FD 41,812.0 $4.1M 0.08% NEW $98.32 +29.9%
111 DUHP DIMENSIONAL ETF TRUST 107,042.0 $4.1M 0.08% NEW $38.03 +4.8%
112 JGRO J P MORGAN EXCHANGE TRADED F 43,269.0 $4.0M 0.08% NEW $92.80 +4.7%
113 XMHQ INVESCO EXCHANGE TRADED FD T 39,151.0 $4.0M 0.08% NEW $102.42 +4.7%
114 CGXU CAPITAL GROUP INTL FOCUS EQT 135,411.0 $4.0M 0.08% NEW $29.55 +10.1%
115 CGBL CAPITAL GROUP CORE BALANCED 111,291.0 $3.9M 0.08% NEW $35.33 +4.6%
116 DFAS DIMENSIONAL ETF TRUST 56,334.0 $3.9M 0.08% NEW $69.67 +8.6%
117 FIXD FIRST TR EXCHNG TRADED FD VI 86,208.0 $3.8M 0.08% NEW $44.32 -2.4%
118 FVD FIRST TR EXCHANGE-TRADED FD 82,437.0 $3.8M 0.08% NEW $46.08 +1.2%
119 EQWL INVESCO EXCHANGE TRADED FD T 30,736.0 $3.6M 0.07% NEW $118.16 +4.9%
120 DFIV DIMENSIONAL ETF TRUST 71,405.0 $3.6M 0.07% NEW $49.90 +9.9%
Page 6 of 31  ·  605 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.8%
Communication Services 13.6%
Financial Services 13.5%
Healthcare 9.8%
Consumer Cyclical 8.0%
Industrials 5.0%
Consumer Defensive 3.5%
Utilities 2.2%
Basic Materials 2.0%
Energy 0.9%