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Portfolio (Quarterly) Guide ↗

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

· CIK 0001079935
13F Portfolio $5.0B AUM 948 positions Filed Feb 6, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 605 New
Page 9 of 31  ·  605 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 AMGN AMGEN INC Healthcare 6,360.0 $2.1M 0.04% NEW $327.32 -1.1%
162 VCIT VANGUARD SCOTTSDALE FDS 24,715.0 $2.1M 0.04% NEW $83.75 -2.2%
163 NOC NORTHROP GRUMMAN CORP Industrials 3,614.0 $2.1M 0.04% NEW $570.14 -4.3%
164 IBM INTERNATIONAL BUSINESS MACHS Technology 6,841.0 $2.0M 0.04% NEW $296.19 -25.2%
165 TSM TAIWAN SEMICONDUCTOR MFG LTD Technology 6,268.0 $1.9M 0.04% NEW $303.91 +30.1%
166 FIRST TR EXCH TRADED FD III 26,825.0 $1.9M 0.04% NEW $70.99
167 USFR WISDOMTREE TR 37,777.0 $1.9M 0.04% NEW $50.32 +0.2%
168 AEM AGNICO EAGLE MINES LTD Basic Materials 11,085.0 $1.9M 0.04% NEW $169.53 +5.4%
169 IXJ ISHARES TR 19,239.0 $1.9M 0.04% NEW $97.40 -5.3%
170 IEFA ISHARES TR 20,864.0 $1.9M 0.04% NEW $89.46 +7.0%
171 GLD SPDR GOLD TR Financial Services 4,681.0 $1.9M 0.04% NEW $396.35 +5.4%
172 FPX FIRST TR EXCHANGE-TRADED FD 11,293.0 $1.8M 0.04% NEW $163.59 +11.5%
173 PSFF PACER FDS TR 57,086.0 $1.8M 0.04% NEW $32.33 +4.8%
174 EFAV ISHARES TR 21,330.0 $1.8M 0.04% NEW $86.25 +5.9%
175 IVE ISHARES TR 8,639.0 $1.8M 0.04% NEW $212.08 +5.6%
176 FDN FIRST TR EXCHANGE-TRADED FD 6,602.0 $1.8M 0.04% NEW $269.18 +0.2%
177 MINT PIMCO ETF TR 17,530.0 $1.8M 0.04% NEW $100.34 +0.2%
178 JXI ISHARES TR 22,295.0 $1.8M 0.04% NEW $78.65 +6.0%
179 XMLV INVESCO EXCH TRADED FD TR II 28,104.0 $1.8M 0.04% NEW $62.37 +4.3%
180 SPTL SPDR SERIES TRUST 64,402.0 $1.7M 0.03% NEW $26.47 -3.9%
Page 9 of 31  ·  605 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.8%
Communication Services 13.6%
Financial Services 13.5%
Healthcare 9.8%
Consumer Cyclical 8.0%
Industrials 5.0%
Consumer Defensive 3.5%
Utilities 2.2%
Basic Materials 2.0%
Energy 0.9%