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Portfolio (Quarterly) Guide ↗

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

· CIK 0001079935
13F Portfolio $4.9B AUM 1,014 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 64 New 274 Added 207 Reduced 22 Exited
Page 10 of 11  ·  207 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 CME CME GROUP INC Financial Services 906.0 $268K 0.01% -90.0 -9.0% $295.42 +1.2%
182 EXC EXELON CORP Utilities 5,405.0 $265K 0.01% -2K -30.3% $49.02 -9.4%
183 FENI FIDELITY COVINGTON TRUST 7,109.0 $264K 0.01% -677.0 -8.7% $37.20 +5.1%
184 QCOM QUALCOMM INC Technology 2,006.0 $258K 0.01% -143.0 -6.7% $128.77 +55.4%
185 TT TRANE TECHNOLOGIES PLC Industrials 612.0 $255K 0.01% -5.0 -0.8% $416.74 +15.6%
186 PJUL INNOVATOR ETFS TRUST 5,508.0 $253K 0.01% -90.0 -1.6% $45.97 +5.1%
187 AGG ISHARES TR 2,529.0 $251K 0.01% -1K -36.4% $99.27 -1.3%
188 BMY BRISTOL-MYERS SQUIBB CO Healthcare 4,048.0 $246K 0.01% -728.0 -15.2% $60.65 -6.0%
189 JCI JOHNSON CONTROLS INTERNATION Industrials 1,863.0 $244K 0.01% -855.0 -31.5% $130.95 +9.8%
190 UNP UNION PAC CORP Industrials 1,001.0 $243K 0.01% -10.0 -1.0% $242.62 +11.0%
191 INTC INTEL CORP Technology 5,424.0 $239K 0.01% -6K -54.1% $44.13 +162.7%
192 HIG HARTFORD INSURANCE GROUP INC Financial Services 1,716.0 $232K 0.01% -62.0 -3.5% $135.23 -0.7%
193 FNDA SCHWAB STRATEGIC TR 6,967.0 $226K 0.01% -1K -14.2% $32.43 +7.6%
194 SAP SAP SE Technology 1,318.0 $226K 0.01% -562.0 -29.9% $171.21 -4.1%
195 MRSH MARSH & MCLENNAN COS INC Financial Services 1,272.0 $221K 0.00% -33.0 -2.5% $173.45 -7.7%
196 URTH ISHARES INC 1,210.0 $218K 0.00% -186.0 -13.3% $179.96 +11.1%
197 DON WISDOMTREE TR 4,098.0 $215K 0.00% -8K -67.1% $52.53 +2.8%
198 PANW PALO ALTO NETWORKS INC Technology 1,329.0 $213K 0.00% -305.0 -18.7% $160.32 +48.6%
199 CNP CENTERPOINT ENERGY INC Utilities 4,919.0 $212K 0.00% -3K -37.4% $43.16 -1.4%
200 YUM YUM BRANDS INC Consumer Cyclical 1,348.0 $210K 0.00% -41.0 -3.0% $155.46 -3.1%
Page 10 of 11  ·  207 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 27.9%
Technology 22.1%
Communication Services 11.6%
Healthcare 9.9%
Industrials 9.0%
Consumer Cyclical 7.5%
Consumer Defensive 5.3%
Utilities 3.2%
Basic Materials 1.3%
Energy 1.3%