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Portfolio (Quarterly) Guide ↗

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

· CIK 0001079935
13F Portfolio $4.9B AUM 1,014 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 64 New 274 Added 207 Reduced 22 Exited
Page 11 of 11  ·  207 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 DOX AMDOCS LTD Technology 3,131.0 $204K 0.00% -86K -96.5% $65.26 -5.1%
202 FYT FIRST TR EXCHANGE-TRADED ALP 3,275.0 $202K 0.00% -3K -49.2% $61.79 +2.5%
203 TRP TC ENERGY CORP Energy 3,206.0 $201K 0.00% -4K -52.4% $62.60 +8.8%
204 PSA PUBLIC STORAGE OPER CO Real Estate 739.0 $200K 0.00% -61.0 -7.6% $270.88 +11.9%
205 FSK FS KKR CAP CORP Financial Services 10,923.0 $111K 0.00% -2K -17.7% $10.18 +6.1%
206 MSOS ADVISORSHARES TR 21,524.0 $76K 0.00% -800.0 -3.6% $3.55 +24.2%
207 PLUG PLUG PWR INC Industrials 21,268.0 $48K 0.00% -354.0 -1.6% $2.26 +67.7%
Page 11 of 11  ·  207 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 27.9%
Technology 22.1%
Communication Services 11.6%
Healthcare 9.9%
Industrials 9.0%
Consumer Cyclical 7.5%
Consumer Defensive 5.3%
Utilities 3.2%
Basic Materials 1.3%
Energy 1.3%