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Portfolio (Quarterly) Guide ↗

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

· CIK 0001079935
13F Portfolio $5.6B AUM 1,062 positions Filed Jul 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 65 New 249 Added 267 Reduced 41 Exited
Page 11 of 14  ·  267 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 IJS ISHARES TR 3,378.0 $462K 0.01% -747.0 -18.1% $136.67 +1.1%
202 FEX FIRST TR EXCHANGE-TRADED ALP 3,265.0 $457K 0.01% -339.0 -9.4% $139.87 +0.4%
203 SHEL SHELL PLC Energy 5,831.0 $452K 0.01% -4K -39.1% $77.56 +18.6%
204 SPYG SPDR SERIES TRUST 3,800.0 $452K 0.01% -2K -31.8% $118.99 +1.6%
205 LIN LINDE PLC Basic Materials 864.0 $449K 0.01% -15.0 -1.7% $520.19 -8.0%
206 MET METLIFE INC Financial Services 5,175.0 $439K 0.01% -1K -20.3% $84.87 +14.0%
207 NVO NOVO-NORDISK A S Healthcare 8,810.0 $425K 0.01% -1K -11.5% $48.25 -5.3%
208 OKE ONEOK INC NEW Energy 4,852.0 $422K 0.01% -196.0 -3.9% $86.94 +11.7%
209 LDUR PIMCO ETF TR 4,398.0 $421K 0.01% -352.0 -7.4% $95.62 -0.2%
210 FEP FIRST TR EXCH TRD ALPHDX FD 7,200.0 $411K 0.01% -259.0 -3.5% $57.05 +4.7%
211 VLO VALERO ENERGY CORP Energy 1,536.0 $402K 0.01% -11.0 -0.7% $261.42 +33.9%
212 ROST ROSS STORES INC Consumer Cyclical 1,886.0 $401K 0.01% -589.0 -23.8% $212.86 +11.0%
213 XLP SELECT SECTOR SPDR TR 4,784.0 $397K 0.01% -85.0 -1.8% $83.07 +3.0%
214 CRM SALESFORCE INC Technology 2,513.0 $395K 0.01% -778.0 -23.6% $157.17 +24.8%
215 SCHW SCHWAB CHARLES CORP Financial Services 4,161.0 $385K 0.01% -613.0 -12.8% $92.44 +20.8%
216 MDLZ MONDELEZ INTL INC Consumer Defensive 6,639.0 $384K 0.01% -1K -16.5% $57.86 +8.3%
217 KEY KEYCORP Financial Services 16,110.0 $371K 0.01% -3K -14.6% $23.05 -1.1%
218 ARKK ARK ETF TR 4,555.0 $368K 0.01% -1K -18.9% $80.82 -2.1%
219 QCOM QUALCOMM INC Technology 1,987.0 $366K 0.01% -19.0 -0.9% $184.16 -13.0%
220 FXO FIRST TR EXCHANGE-TRADED FD 5,735.0 $358K 0.01% -1K -20.3% $62.46 +6.0%
Page 11 of 14  ·  267 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.0%
Financial Services 24.4%
Communication Services 11.2%
Industrials 8.8%
Consumer Cyclical 7.2%
Healthcare 5.4%
Consumer Defensive 3.8%
Utilities 3.2%
Energy 1.3%
Real Estate 1.0%