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Portfolio (Quarterly) Guide ↗

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

· CIK 0001079935
13F Portfolio $4.9B AUM 1,014 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 64 New 274 Added 207 Reduced 22 Exited
Page 24 of 33  ·  646 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
461 FEP FIRST TR EXCH TRD ALPHDX FD 7,459.0 $407K 0.01% $54.61 +5.7%
462 DAL DELTA AIR LINES INC Industrials 6,124.0 $407K 0.01% -4K -40.9% $66.48 +5.7%
463 STCE SCHWAB STRATEGIC TR 7,809.0 $406K 0.01% +3K +63.1% $51.98 +33.7%
464 FXO FIRST TR EXCHANGE-TRADED FD 7,195.0 $404K 0.01% $56.19 +4.3%
465 DFUV DIMENSIONAL ETF TRUST 8,259.0 $400K 0.01% $48.46 +7.5%
466 XLP SELECT SECTOR SPDR TR 4,869.0 $399K 0.01% -525.0 -9.7% $81.98 +5.0%
467 ADBE ADOBE INC Technology 1,631.0 $396K 0.01% -517.0 -24.1% $243.02 +4.9%
468 ATO ATMOS ENERGY CORP Utilities 2,144.0 $396K 0.01% +719.0 +50.5% $184.72 -3.8%
469 QYLD GLOBAL X FDS 23,088.0 $396K 0.01% +672.0 +3.0% $17.15 +2.9%
470 ALLW SSGA ACTIVE TR 13,692.0 $395K 0.01% NEW $28.85 +2.3%
471 FXL FIRST TR EXCHANGE-TRADED FD 2,486.0 $395K 0.01% $158.84 +19.7%
472 DSEP FIRST TR EXCHNG TRADED FD VI 8,971.0 $394K 0.01% $43.96 +6.5%
473 BUFD FIRST TR EXCHNG TRADED FD VI 14,058.0 $394K 0.01% NEW $28.00 +4.9%
474 FDEC FIRST TR EXCHNG TRADED FD VI 7,902.0 $393K 0.01% $49.72 +8.1%
475 ESGU ISHARES TR 2,752.0 $389K 0.01% $141.42 +13.0%
476 DUKZ NORTHERN LIGHTS FD TR 15,568.0 $388K 0.01% NEW $24.92 +0.8%
477 VLO VALERO ENERGY CORP Energy 1,547.0 $382K 0.01% -18.0 -1.1% $247.14 +4.6%
478 ARKK ARK ETF TR 5,619.0 $380K 0.01% -649.0 -10.3% $67.59 +9.2%
479 KEY KEYCORP Financial Services 18,866.0 $378K 0.01% -5K -20.6% $20.05 +5.1%
480 XDEC FIRST TR EXCHNG TRADED FD VI 9,370.0 $378K 0.01% $40.31 +5.1%
Page 24 of 33  ·  646 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 27.9%
Technology 22.1%
Communication Services 11.6%
Healthcare 9.9%
Industrials 9.0%
Consumer Cyclical 7.5%
Consumer Defensive 5.3%
Utilities 3.2%
Basic Materials 1.3%
Energy 1.3%