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Portfolio (Quarterly) Guide ↗

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

· CIK 0001079935
13F Portfolio $4.9B AUM 1,014 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 64 New 274 Added 207 Reduced 22 Exited
Page 27 of 33  ·  646 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
521 DIM WISDOMTREE TR 3,900.0 $323K 0.01% +70.0 +1.8% $82.83 +4.2%
522 FJAN FIRST TR EXCHNG TRADED FD VI 6,392.0 $322K 0.01% +1K +24.0% $50.41 +7.9%
523 RYANAIR HOLDINGS PLC 5,542.0 $320K 0.01% +151.0 +2.8% $57.80
524 SOXX ISHARES TR 973.0 $320K 0.01% -301.0 -23.6% $328.58 +55.0%
525 SPGI S&P GLOBAL INC Financial Services 747.0 $318K 0.01% +28.0 +3.9% $425.48 -5.1%
526 SDY SPDR SERIES TRUST 2,166.0 $316K 0.01% $145.95 +0.1%
527 PJAN INNOVATOR ETFS TRUST 6,819.0 $315K 0.01% $46.13 +6.2%
528 SPYX SPDR SERIES TRUST 5,891.0 $312K 0.01% +348.0 +6.3% $53.03 +13.9%
529 AXSM AXSOME THERAPEUTICS INC. Healthcare 1,832.0 $310K 0.01% $169.02 +34.7%
530 AME AMETEK INC Industrials 1,441.0 $309K 0.01% $214.34 +6.3%
531 VFMO VANGUARD WELLINGTON FD 1,560.0 $307K 0.01% +31.0 +2.0% $197.09 +14.9%
532 GCOW PACER FDS TR 6,614.0 $306K 0.01% NEW $46.24 -0.5%
533 IJK ISHARES TR 3,035.0 $305K 0.01% -31K -91.0% $100.62 +9.7%
534 ADP AUTOMATIC DATA PROCESSING IN Industrials 1,500.0 $305K 0.01% -36.0 -2.3% $203.20 +5.6%
535 ICOW PACER FDS TR 7,171.0 $304K 0.01% +337.0 +4.9% $42.44 +5.5%
536 XBI SPDR SERIES TRUST 2,361.0 $302K 0.01% $127.74 +2.3%
537 QDEC FIRST TR EXCHNG TRADED FD VI 9,481.0 $298K 0.01% $31.46 +11.5%
538 FSEP FIRST TR EXCHNG TRADED FD VI 5,830.0 $293K 0.01% $50.33 +7.9%
539 FIRST TR EXCHANGE TRADED FD 12,730.0 $292K 0.01% +726.0 +6.0% $22.95
540 MGM MGM RESORTS INTERNATIONAL Consumer Cyclical 7,876.0 $291K 0.01% $37.01 -0.5%
Page 27 of 33  ·  646 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 27.9%
Technology 22.1%
Communication Services 11.6%
Healthcare 9.9%
Industrials 9.0%
Consumer Cyclical 7.5%
Consumer Defensive 5.3%
Utilities 3.2%
Basic Materials 1.3%
Energy 1.3%