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Portfolio (Quarterly) Guide ↗

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

· CIK 0001079935
13F Portfolio $4.9B AUM 1,014 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 64 New 274 Added 207 Reduced 22 Exited
Page 32 of 33  ·  646 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
621 GPN GLOBAL PMTS INC Industrials 3,072.0 $207K 0.00% $67.31 +0.0%
622 DHS WISDOMTREE TR 1,877.0 $205K 0.00% NEW $109.23 +1.2%
623 INGERSOLL RAND INC 2,551.0 $204K 0.00% $80.12
624 DOX AMDOCS LTD Technology 3,131.0 $204K 0.00% -86K -96.5% $65.26 -5.1%
625 DDFN INNOVATOR ETFS TRUST 10,734.0 $204K 0.00% $19.00 +4.6%
626 PWRD TCW ETF TRUST 2,073.0 $203K 0.00% NEW $97.77 +14.5%
627 SAN BANCO SANTANDER SA Financial Services 17,959.0 $203K 0.00% +2K +9.3% $11.28 +5.0%
628 FYT FIRST TR EXCHANGE-TRADED ALP 3,275.0 $202K 0.00% -3K -49.2% $61.79 +2.5%
629 BXSL BLACKSTONE SECD LENDING FD Financial Services 8,506.0 $202K 0.00% NEW $23.69 +1.4%
630 AON AON PLC Financial Services 623.0 $201K 0.00% +7.0 +1.1% $322.87 -1.7%
631 TRP TC ENERGY CORP Energy 3,206.0 $201K 0.00% -4K -52.4% $62.60 +8.8%
632 DHR DANAHER CORP DEL Healthcare 1,057.0 $200K 0.00% +27.0 +2.6% $189.65 -13.2%
633 PSA PUBLIC STORAGE OPER CO Real Estate 739.0 $200K 0.00% -61.0 -7.6% $270.88 +11.9%
634 PML PIMCO MUN INCOME FD II Financial Services 25,057.0 $190K 0.00% $7.57 -2.2%
635 QQQD DIREXION SHARES ETF TRUST 10,000.0 $147K 0.00% NEW $14.74 -17.2%
636 APLE APPLE HOSPITALITY REIT INC Real Estate 11,757.0 $135K 0.00% $11.51 +19.5%
637 ABCL ABCELLERA BIOLOGICS INC Healthcare 35,668.0 $124K 0.00% $3.49 +17.2%
638 FSK FS KKR CAP CORP Financial Services 10,923.0 $111K 0.00% -2K -17.7% $10.18 +6.1%
639 FSCO FS CREDIT OPPORTUNITIES CORP Financial Services 20,964.0 $107K 0.00% $5.10 +0.8%
640 MPT MEDICAL PROPERTIES TRUST INC Financial Services 17,907.0 $83K 0.00% NEW $4.63 +11.9%
Page 32 of 33  ·  646 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 27.9%
Technology 22.1%
Communication Services 11.6%
Healthcare 9.9%
Industrials 9.0%
Consumer Cyclical 7.5%
Consumer Defensive 5.3%
Utilities 3.2%
Basic Materials 1.3%
Energy 1.3%