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Portfolio (Quarterly) Guide ↗

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

· CIK 0001079935
13F Portfolio $5.6B AUM 1,062 positions Filed Jul 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 65 New 249 Added 267 Reduced 41 Exited
Page 32 of 34  ·  669 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
621 FNX FIRST TR EXCHANGE-TRADED ALP 1,517.0 $222K 0.00% NEW $146.32 -0.4%
622 IDU ISHARES TR 1,932.0 $221K 0.00% $114.62 -2.6%
623 IWX ISHARES TR 2,102.0 $221K 0.00% NEW $105.16 +6.7%
624 IEF ISHARES TR 2,331.0 $220K 0.00% -10K -80.7% $94.59 -1.8%
625 ED CONSOLIDATED EDISON INC Utilities 1,991.0 $220K 0.00% +36.0 +1.8% $110.66 -1.4%
626 EWJ ISHARES INC 2,356.0 $220K 0.00% NEW $93.27 +2.3%
627 RSPH INVESCO EXCHANGE TRADED FD T 6,580.0 $218K 0.00% NEW $33.19 +8.5%
628 AON AON PLC Financial Services 652.0 $217K 0.00% +29.0 +4.7% $332.96 +3.1%
629 NWFL NORWOOD FINANCIAL CORP Financial Services 6,741.0 $217K 0.00% NEW $32.15 +6.9%
630 FTAI AVIATION LTD 798.0 $216K 0.00% NEW $270.50
631 DDFN INNOVATOR ETFS TRUST 10,734.0 $215K 0.00% $20.08 +1.4%
632 DHS WISDOMTREE TR 1,895.0 $215K 0.00% +18.0 +1.0% $113.67 +4.6%
633 MRSH MARSH & MCLENNAN COS INC Financial Services 1,287.0 $215K 0.00% +15.0 +1.2% $166.73 +11.8%
634 LGLV SPDR SERIES TRUST 1,176.0 $213K 0.00% -284.0 -19.4% $181.49 +3.6%
635 BGIG ETF SER SOLUTIONS 5,927.0 $213K 0.00% -673.0 -10.2% $35.89 +3.7%
636 TRP TC ENERGY CORP Energy 3,203.0 $212K 0.00% $66.29 -3.4%
637 BMO BANK MONTREAL MEDIUM Financial Services 1,200.0 $212K 0.00% NEW $176.70 +3.3%
638 BEONE MEDICINES LTD 737.0 $210K 0.00% NEW $285.09
639 INGERSOLL RAND INC 2,556.0 $210K 0.00% $82.00
640 MDT MEDTRONIC PLC Healthcare 2,668.0 $209K 0.00% -131.0 -4.7% $78.29 +17.6%
Page 32 of 34  ·  669 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.0%
Financial Services 24.4%
Communication Services 11.2%
Industrials 8.8%
Consumer Cyclical 7.2%
Healthcare 5.4%
Consumer Defensive 3.8%
Utilities 3.2%
Energy 1.3%
Real Estate 1.0%