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Portfolio (Quarterly) Guide ↗

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

· CIK 0001079935
13F Portfolio $4.9B AUM 1,014 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 64 New 274 Added 207 Reduced 22 Exited
Page 33 of 33  ·  646 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
641 MSOS ADVISORSHARES TR 21,524.0 $76K 0.00% -800.0 -3.6% $3.55 +24.2%
642 DSM BNY MELLON STRATEGIC MUN BD Financial Services 12,057.0 $72K 0.00% $6.01 +0.7%
643 ENTX ENTERA BIO LTD Healthcare 47,328.0 $53K 0.00% $1.11 +13.5%
644 PLUG PLUG PWR INC Industrials 21,268.0 $48K 0.00% -354.0 -1.6% $2.26 +67.7%
645 INOVIO PHARMACEUTICALS INC 11,028.0 $19K $1.74
646 BYND BEYOND MEAT INC Consumer Defensive 15,267.0 $11K $0.70 +14.6%
Page 33 of 33  ·  646 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 27.9%
Technology 22.1%
Communication Services 11.6%
Healthcare 9.9%
Industrials 9.0%
Consumer Cyclical 7.5%
Consumer Defensive 5.3%
Utilities 3.2%
Basic Materials 1.3%
Energy 1.3%