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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 10 of 37  ·  736 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 AZO AUTOZONE INC Consumer Cyclical 2,098.0 $7.1M 0.04% +249.0 +13.5% $3391.50 -0.8%
182 AIQ GLOBAL X FDS 139,424.0 $7.1M 0.04% +20K +17.1% $50.86 +19.4%
183 ASML ASML HOLDING N V Technology 6,589.0 $7.0M 0.04% +395.0 +6.4% $1069.94 +37.6%
184 PFF ISHARES TR 227,221.0 $7.0M 0.04% +2K +0.9% $30.96 +0.6%
185 AFL AFLAC INC Financial Services 63,646.0 $7.0M 0.04% +28K +77.3% $110.27 +7.6%
186 AWR AMER STATES WTR CO Utilities 96,169.0 $7.0M 0.04% +2K +2.5% $72.48 +4.7%
187 LMBS FIRST TR EXCHANGE-TRADED FD 138,106.0 $6.9M 0.04% +3K +1.9% $49.99 -0.6%
188 FERG FERGUSON ENTERPRISES INC Industrials 30,983.0 $6.9M 0.04% +15K +89.6% $222.63 +0.5%
189 BOXX EA SERIES TRUST 59,606.0 $6.9M 0.04% +4K +6.6% $115.10 +1.4%
190 XLF SELECT SECTOR SPDR TR 125,137.0 $6.9M 0.04% +10K +8.9% $54.77 -5.5%
191 LVHI LEGG MASON ETF INVT 185,656.0 $6.8M 0.04% +10K +5.8% $36.82 +12.2%
192 DEM WISDOMTREE TR 145,050.0 $6.8M 0.04% +8K +5.6% $46.71 +14.2%
193 MTUM ISHARES TR 26,827.0 $6.7M 0.04% +964.0 +3.7% $250.31 +17.6%
194 SLB SLB LIMITED Energy 174,926.0 $6.7M 0.04% +38K +27.4% $38.38 +44.3%
195 ADI ANALOG DEVICES INC Technology 24,748.0 $6.7M 0.04% +15K +161.3% $271.20 +54.3%
196 ISHARES TR 293,510.0 $6.6M 0.04% +15K +5.5% $22.36
197 AMP AMERIPRISE FINL INC Financial Services 13,380.0 $6.6M 0.04% +7K +116.5% $490.36 -3.9%
198 JEPQ J P MORGAN EXCHANGE TRADED 112,396.0 $6.5M 0.04% +13K +13.3% $58.12 +2.7%
199 EXPD EXPEDITORS INTL WASH INC Industrials 42,915.0 $6.4M 0.04% +2K +4.0% $149.01 +4.3%
200 VCSH VANGUARD SCOTTSDALE FDS 80,183.0 $6.4M 0.04% +4K +5.4% $79.73 -1.2%
Page 10 of 37  ·  736 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%