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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 2 of 37  ·  736 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 PRF INVESCO EXCHANGE TRADED FD 2,055,842.0 $96.5M 0.59% +84K +4.3% $46.92 +11.3%
22 DFAX DIMENSIONAL ETF TRUST 2,814,774.0 $92.1M 0.56% +17K +0.6% $32.73 +11.8%
23 SPGI S&P GLOBAL INC Financial Services 176,282.0 $92.1M 0.56% +2K +1.0% $522.59 -22.7%
24 AMGN AMGEN INC Healthcare 248,154.0 $81.2M 0.50% +5K +2.1% $327.31 -0.3%
25 BSV VANGUARD BD INDEX FDS 998,970.0 $78.7M 0.48% +43K +4.5% $78.81 -1.3%
26 QCOM QUALCOMM INC Technology 457,367.0 $78.2M 0.48% +11K +2.4% $171.05 +17.0%
27 PLD PROLOGIS INC. Real Estate 595,512.0 $76.0M 0.47% +8K +1.4% $127.66 +11.7%
28 PEP PEPSICO INC Consumer Defensive 512,718.0 $73.6M 0.45% +98K +23.7% $143.52 +3.6%
29 ACN ACCENTURE PLC IRELAND Technology 262,819.0 $70.5M 0.43% +4K +1.6% $268.30 -37.1%
30 LOW LOWES COS INC Consumer Cyclical 288,059.0 $69.5M 0.43% +3K +1.1% $241.16 -7.3%
31 FIRST TR EXCHANGE TRADED FD 2,804,828.0 $66.3M 0.41% +181K +6.9% $23.62
32 SGOV ISHARES TR 618,514.0 $62.1M 0.38% +72K +13.1% $100.38 +0.2%
33 ABBV ABBVIE INC Healthcare 271,116.0 $61.9M 0.38% +20K +8.0% $228.49 -7.9%
34 SCHD SCHWAB STRATEGIC TR 2,232,059.0 $61.2M 0.38% +45K +2.0% $27.43 +15.6%
35 RDVY FIRST TR EXCHANGE TRADED FD 881,008.0 $61.2M 0.38% +10K +1.2% $69.47 +6.0%
36 MRK MERCK & CO INC Healthcare 576,959.0 $60.7M 0.37% +25K +4.5% $105.26 +7.7%
37 META META PLATFORMS INC Communication Services 91,868.0 $60.6M 0.37% +7K +8.8% $660.10 -6.3%
38 GS GOLDMAN SACHS GROUP INC Financial Services 62,717.0 $55.1M 0.34% +2K +3.0% $879.00 +10.2%
39 ECL ECOLAB INC Basic Materials 209,979.0 $55.1M 0.34% +4K +2.0% $262.52 -5.2%
40 LLY ELI LILLY & CO Healthcare 49,918.0 $53.6M 0.33% +2K +3.6% $1074.47 -6.3%
Page 2 of 37  ·  736 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%