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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 32 of 37  ·  736 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
621 DKNG DRAFTKINGS INC NEW Consumer Cyclical 15,424.0 $532K 0.00% +707.0 +4.8% $34.46 -27.0%
622 EPR EPR PPTYS Real Estate 10,629.0 $530K 0.00% +549.0 +5.5% $49.90 +16.0%
623 QTUM ETF SER SOLUTIONS 4,827.0 $529K 0.00% +428.0 +9.7% $109.66 +30.5%
624 NGG NATIONAL GRID PLC Utilities 6,774.0 $524K 0.00% +3K +79.1% $77.36 +13.0%
625 QDPL PACER FDS TR 12,244.0 $520K 0.00% +7K +135.6% $42.48 +6.1%
626 DFCF DIMENSIONAL ETF TRUST 12,164.0 $518K 0.00% +450.0 +3.8% $42.56 -1.5%
627 VPU VANGUARD WORLD FD 2,775.0 $514K 0.00% +307.0 +12.4% $185.08 +2.8%
628 CEF SPROTT ASSET MANAGEMENT LP Financial Services 10,975.0 $503K 0.00% +300.0 +2.8% $45.80 +4.5%
629 YLDE LEGG MASON ETF INVT F 9,198.0 $498K 0.00% +2K +19.9% $54.19 +2.2%
630 UBS UBS GROUP AG Financial Services 10,719.0 $496K 0.00% +793.0 +8.0% $46.31 +0.1%
631 SMR NUSCALE PWR CORP Utilities 34,659.0 $491K 0.00% +13K +61.6% $14.17 -14.9%
632 SUI SUN CMNTYS INC Real Estate 3,914.0 $485K 0.00% +598.0 +18.0% $123.91 -1.6%
633 FNV FRANCO NEV CORP Basic Materials 2,330.0 $483K 0.00% +37.0 +1.6% $207.32 +14.8%
634 FJP FIRST TR EXCH TRD ALPHDX FD 7,019.0 $472K 0.00% +358.0 +5.4% $67.17 +15.8%
635 EPI WISDOMTREE TR 9,838.0 $455K 0.00% +272.0 +2.8% $46.29 -9.1%
636 IMCV ISHARES TR M 5,522.0 $455K 0.00% +1K +31.4% $82.35 +6.4%
637 TPR TAPESTRY INC Consumer Cyclical 3,551.0 $454K 0.00% +1K +52.3% $127.77 +1.9%
638 SCHA SCHWAB STRATEGIC TR 15,888.0 $452K 0.00% +320.0 +2.1% $28.48 +14.4%
639 RQI COHEN & STEERS QUALITY INCO Financial Services 39,559.0 $452K 0.00% +513.0 +1.3% $11.42 +13.2%
640 RLI RLI CORP Financial Services 7,040.0 $450K 0.00% +2K +52.5% $63.98 -22.0%
Page 32 of 37  ·  736 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%